UFM

Ursa Fund Management Portfolio holdings

AUM $40M
This Quarter Return
+45.57%
1 Year Return
+5.1%
3 Year Return
+20.15%
5 Year Return
+161.48%
10 Year Return
–
AUM
$54M
AUM Growth
+$54M
Cap. Flow
-$670M
Cap. Flow %
-1,241.65%
Top 10 Hldgs %
99.78%
Holding
33
New
11
Increased
1
Reduced
1
Closed
13

Top Buys

1
APHA
Aphria Inc. Common Shares
APHA
$24.1M
2
WTW icon
Willis Towers Watson
WTW
$16.2M
3
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$4.09M
4
CHPT.WS
ChargePoint Holdings, Inc. Warrants, exercisable for one share of Common Stock
CHPT.WS
$3.19M
5
LBPS
4D pharma plc American Depositary Shares
LBPS
$1.75M

Top Sells

1
DD icon
DuPont de Nemours
DD
$703M
2
SBE.WS
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
$9.62M
3
QS.WS
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
$3.41M
4
XL.WS
XL Fleet Corp. Redeemable Warrants, each whole warrant exercisable for shares of Class A common stoc
XL.WS
$1.64M
5
OPENW
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
$1.02M

Sector Composition

1 Financials 30%
2 Real Estate 7.58%
3 Healthcare 3.25%
4 Consumer Discretionary 2.86%
5 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
APHA
1
DELISTED
Aphria Inc. Common Shares
APHA
$24.1M 26.11%
+1,309,800
New +$24.1M
WTW icon
2
Willis Towers Watson
WTW
$31.9B
$16.2M 17.57%
+70,750
New +$16.2M
BPY
3
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$4.09M 4.44%
+230,000
New +$4.09M
CHPT.WS
4
DELISTED
ChargePoint Holdings, Inc. Warrants, exercisable for one share of Common Stock
CHPT.WS
$3.19M 3.46%
+210,771
New +$3.19M
OPENW
5
DELISTED
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
$1.78M 1.93%
174,600
-99,512
-36% -$1.02M
LBPS
6
DELISTED
4D pharma plc American Depositary Shares
LBPS
$1.75M 1.9%
+148,098
New +$1.75M
ESSC
7
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$961K 1.04%
+96,191
New +$961K
BRPAR
8
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$837K 0.91%
+401,967
New +$837K
CHPT icon
9
ChargePoint
CHPT
$263M
$585K 0.63%
21,930
+14,701
+203% +$392K
DNP icon
10
DNP Select Income Fund
DNP
$3.68B
$408K 0.44%
+41,322
New +$408K
SQM.RT
11
DELISTED
Sociedad Quimica y Minera de Chile S.A. Rights (expires April 19, 2021)
SQM.RT
$57K 0.06%
+21,943
New +$57K
ALACR
12
DELISTED
Alberton Acquisition Corporation Rights exp April 26, 2021
ALACR
$55K 0.06%
+109,500
New +$55K
GIX.RT
13
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$5K 0.01%
+15,900
New +$5K
ELMS
14
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
– –
-45,000
Closed -$609K
DD icon
15
DuPont de Nemours
DD
$32.2B
– –
-9,881,200
Closed -$703M
IFF icon
16
International Flavors & Fragrances
IFF
$17.3B
– –
0
– –
OPEN icon
17
Opendoor
OPEN
$3.27B
– –
-12,500
Closed -$284K
PCG icon
18
PG&E
PCG
$33.6B
– –
0
– –
QS icon
19
QuantumScape
QS
$4.49B
– –
0
– –
SPRU icon
20
Spruce Power Holding Corp
SPRU
$25.9M
– –
-30,000
Closed -$712K
SPY icon
21
SPDR S&P 500 ETF Trust
SPY
$658B
– –
0
– –
SQM icon
22
Sociedad Química y Minera de Chile
SQM
$13B
– –
0
– –
VTRS icon
23
Viatris
VTRS
$12.3B
– –
0
– –
ZEV
24
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-45,000
Closed -$593K
RIDE
25
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-2,100
Closed -$42K
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