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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEMB icon
201
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$721M
$9.4M 0.11%
236,955
+116,023
+96% +$4.81M
USMV icon
202
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$9.32M 0.11%
235,363
+45,596
+24% +$1.86M
BSJF
203
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$9.3M 0.11%
359,477
-4,591,020
-93% -$119M
ITB icon
204
iShares US Home Construction ETF
ITB
$2.4B
$9.24M 0.11%
354,193
+289,984
+452% +$8.07M
DIA icon
205
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
$9.23M 0.11%
56,757
+18,103
+47% +$3.09M
COF.WS
206
DELISTED
Capital One Financial Corp
COF.WS
$9.2M 0.11%
290,292
+26,671
+10% +$1.02M
NKE icon
207
Nike
NKE
$61.3B
$9.1M 0.11%
148,070
-76,876
-34% -$4.35M
XLVS
208
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$9.05M 0.11%
139,100
-1,038
-0.7% -$67.6K
LVS icon
209
Las Vegas Sands
LVS
$29.6B
$8.9M 0.11%
234,386
+10,069
+4% +$508K
IPS
210
DELISTED
SPDR S&P International Consumer Staples Sector
IPS
$8.9M 0.11%
225,368
+837
+0.4% +$34K
BSCO
211
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$8.89M 0.11%
442,558
+39,538
+10% +$789K
BPL
212
DELISTED
Buckeye Partners, L.P.
BPL
$8.87M 0.11%
149,638
-7,267
-5% -$504K
LKQ icon
213
LKQ Corp
LKQ
$6.25B
$8.74M 0.11%
308,222
+3,713
+1% +$113K
ORCL icon
214
Oracle
ORCL
$419B
$8.65M 0.1%
239,550
+13,319
+6% +$512K
PSL icon
215
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.1M
$8.59M 0.1%
+159,339
New +$8.85M
NVO
216
Novo Nordisk
NVO
$207B
$8.51M 0.1%
313,804
+141,052
+82% +$3.99M
RSG icon
217
Republic Services
RSG
$65.9B
$8.51M 0.1%
206,536
+37,865
+22% +$1.56M
IYZ icon
218
iShares US Telecommunications ETF
IYZ
$1.23B
$8.44M 0.1%
312,525
+112,171
+56% +$3.21M
XPO icon
219
XPO
XPO
$23.8B
$8.42M 0.1%
1,022,174
+422,999
+71% +$5.55M
O icon
220
Realty Income
O
$58.6B
$8.38M 0.1%
182,540
+4,120
+2% +$186K
DEM icon
221
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$8.29M 0.1%
247,452
-151
-0.1% -$5.73K
TXN icon
222
Texas Instruments
TXN
$257B
$8.27M 0.1%
167,091
+3,012
+2% +$147K
CPRT icon
223
Copart
CPRT
$27.2B
$8.2M 0.1%
1,994,512
+32,448
+2% +$143K
BNY
224
Bank of New York Mellon
BNY
$109B
$8.14M 0.1%
207,965
-12,958
-6% -$539K
VB icon
225
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$8.11M 0.1%
75,092
-10,479
-12% -$1.23M
7 8
9
10 11

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IG
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EIP
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CI
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MG
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CLGM
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LCIP
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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.