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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
201
Blackstone
BX
$113B
$3M 0.1%
122,993
+36,378
+42% +$810K
SNY icon
202
Sanofi
SNY
$104B
$3M 0.1%
59,337
+10,499
+21% +$534K
CTRA
203
DELISTED
Coterra Energy
CTRA
$2.98M 0.1%
+79,990
New +$3M
WOLF icon
204
Wolfspeed
WOLF
$1.52B
$2.97M 0.09%
+49,341
New +$3.14M
DXJ icon
205
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$2.96M 0.09%
61,648
-46,236
-43% -$2.17M
GAS
206
DELISTED
AGL Resources Inc
GAS
$2.94M 0.09%
63,906
-4,251
-6% -$191K
AB icon
207
AllianceBernstein
AB
$3.45B
$2.9M 0.09%
146,100
+11,500
+9% +$238K
SBUX icon
208
Starbucks
SBUX
$119B
$2.9M 0.09%
75,398
-500,610
-87% -$18M
NLY icon
209
Annaly Capital Management
NLY
$17.3B
$2.88M 0.09%
62,288
-42,873
-41% -$2.02M
DGS icon
210
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$2.81M 0.09%
60,196
+10,739
+22% +$496K
WFC icon
211
Wells Fargo
WFC
$265B
$2.79M 0.09%
67,545
-69,815
-51% -$2.98M
BSV icon
212
Vanguard Short-Term Bond ETF
BSV
$45.6B
$2.76M 0.09%
34,359
-18,776
-35% -$1.5M
FMO
213
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$2.75M 0.09%
22,369
+585
+3% +$75.9K
KFN
214
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$2.73M 0.09%
264,500
-2,000
-0.8% -$20.9K
SCHD icon
215
Schwab US Dividend Equity ETF
SCHD
$107B
$2.69M 0.09%
239,439
+10,110
+4% +$114K
CVGW
216
DELISTED
Calavo Growers
CVGW
$2.66M 0.08%
88,037
-8,000
-8% -$220K
EWS icon
217
iShares MSCI Singapore ETF
EWS
$1.15B
$2.66M 0.08%
99,600
-2,464
-2% -$64.6K
DF
218
DELISTED
Dean Foods Company
DF
$2.65M 0.08%
+137,581
New +$2.78M
RTN
219
DELISTED
Raytheon Company
RTN
$2.6M 0.08%
33,775
-16,303
-33% -$1.21M
UNP icon
220
Union Pacific
UNP
$174B
$2.58M 0.08%
33,180
-19,158
-37% -$1.51M
VV icon
221
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$2.56M 0.08%
33,159
-779
-2% -$59.9K
XLE icon
222
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$2.55M 0.08%
61,478
+6,848
+13% +$282K
IWC icon
223
iShares Micro-Cap ETF
IWC
$1.49B
$2.52M 0.08%
36,735
+8,892
+32% +$587K
CXW icon
224
CoreCivic
CXW
$3.26B
$2.5M 0.08%
72,483
-3,172
-4% -$106K
XLK icon
225
State Street Technology Select Sector SPDR ETF
XLK
$122B
$2.5M 0.08%
155,846
+3,700
+2% +$59K
7 8
9
10 11

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.