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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
176
Bank of America
BAC
$447B
$3.72M 0.12%
269,774
-22,102
-8% -$316K
EXPE icon
177
Expedia Group
EXPE
$37.7B
$3.65M 0.12%
70,426
-2,783
-4% -$149K
AMLP icon
178
Alerian MLP ETF
AMLP
$13.3B
$3.58M 0.11%
40,731
+6,902
+20% +$609K
VOX icon
179
Vanguard Communication Services ETF
VOX
$5.88B
$3.48M 0.11%
43,036
-12,445
-22% -$1.01M
DWX icon
180
State Street SPDR S&P International Dividend ETF
DWX
$529M
$3.47M 0.11%
74,319
-943
-1% -$42.8K
COST icon
181
Costco
COST
$423B
$3.39M 0.11%
29,429
-83
-0.3% -$9.58K
AET
182
DELISTED
Aetna Inc
AET
$3.38M 0.11%
+52,721
New +$3.38M
SPWR
183
DELISTED
SunPower Corporation Common Stock
SPWR
$3.35M 0.11%
+195,567
New +$3.05M
WELL icon
184
Welltower
WELL
$169B
$3.34M 0.11%
53,478
+1,168
+2% +$74.3K
PAYX icon
185
Paychex
PAYX
$43.1B
$3.33M 0.11%
82,072
-65,136
-44% -$2.57M
KSS icon
186
Kohl's
KSS
$2.16B
$3.29M 0.11%
63,631
-45,844
-42% -$2.39M
BBBY
187
DELISTED
Bed Bath & Beyond Inc
BBBY
$3.26M 0.1%
42,180
-1,542
-4% -$115K
HTS
188
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3.26M 0.1%
174,386
+43,645
+33% +$878K
SO icon
189
Southern Company
SO
$105B
$3.26M 0.1%
79,182
-5,105
-6% -$220K
ADT
190
DELISTED
ADT Corp
ADT
$3.17M 0.1%
78,031
+62,470
+401% +$2.57M
RTX icon
191
RTX Corp
RTX
$302B
$3.13M 0.1%
46,068
-113,331
-71% -$7.42M
DLR icon
192
Digital Realty Trust
DLR
$70.8B
$3.06M 0.1%
57,719
-81,134
-58% -$4.61M
DVN icon
193
Devon Energy
DVN
$49.9B
$3.06M 0.1%
52,893
+3,368
+7% +$192K
VCSH icon
194
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
$3.05M 0.1%
38,367
-20,638
-35% -$1.64M
SHM icon
195
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$3.05M 0.1%
63,027
-3,884
-6% -$187K
VBK icon
196
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$3.04M 0.1%
26,588
-42,021
-61% -$4.64M
DUK icon
197
Duke Energy
DUK
$94.5B
$3.04M 0.1%
+45,465
New +$3.1M
PG icon
198
Procter & Gamble
PG
$340B
$3.03M 0.1%
40,036
-479,780
-92% -$38.2M
LQD icon
199
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$3.02M 0.1%
26,582
-130,943
-83% -$14.8M
FFG
200
DELISTED
FBL Financial Group
FFG
$3.01M 0.1%
67,014
– –
6 7
8
9 10

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.