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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
151
Emerson Electric
EMR
$90.8B
$12.2M 0.15%
275,695
-30,726
-10% -$1.51M
BSCG
152
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$12.2M 0.15%
547,990
+21,654
+4% +$480K
DTH icon
153
WisdomTree International High Dividend Fund
DTH
$660M
$12.1M 0.15%
324,327
+983
+0.3% +$40K
FLOT icon
154
iShares Floating Rate Bond ETF
FLOT
$10.5B
$12.1M 0.15%
239,990
+17,825
+8% +$901K
WM icon
155
Waste Management
WM
$91.1B
$12.1M 0.15%
242,505
+118
+0% +$5.88K
GWW icon
156
W.W. Grainger
GWW
$61.5B
$12M 0.14%
56,030
+3,619
+7% +$813K
IGOV icon
157
iShares International Treasury Bond ETF
IGOV
$1.53B
$12M 0.14%
264,588
+72,128
+37% +$3.26M
BSJG
158
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$12M 0.14%
462,928
-1,741,561
-79% -$45.5M
ED icon
159
Consolidated Edison
ED
$39.6B
$11.8M 0.14%
176,860
-4,776
-3% -$302K
RJF icon
160
Raymond James Financial
RJF
$34.8B
$11.6M 0.14%
349,880
+5,028
+1% +$186K
NVS icon
161
Novartis
NVS
$295B
$11.5M 0.14%
139,452
+12,552
+10% +$1.12M
SCHG icon
162
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$11.5M 0.14%
1,835,512
-160,208
-8% -$1.07M
BSCL
163
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$11.4M 0.14%
544,708
+56,384
+12% +$1.17M
KHC icon
164
Kraft Heinz
KHC
$29.3B
$11.3M 0.14%
+160,771
New +$12.1M
MMM icon
165
3M
MMM
$94.4B
$11.3M 0.14%
94,911
-1,844
-2% -$227K
SYK icon
166
Stryker
SYK
$133B
$11.2M 0.13%
119,292
-3,018
-2% -$299K
BSCM
167
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$11.2M 0.13%
544,222
+61,127
+13% +$1.26M
NGG icon
168
National Grid
NGG
$80.6B
$11.2M 0.13%
166,307
-5,185
-3% -$332K
BIP icon
169
Brookfield Infrastructure Partners
BIP
$18.2B
$11.1M 0.13%
760,110
-16,884
-2% -$273K
CERN
170
DELISTED
Cerner Corp
CERN
$11.1M 0.13%
184,786
+435
+0.2% +$28.4K
STJ
171
DELISTED
St Jude Medical
STJ
$11M 0.13%
174,564
+2,881
+2% +$206K
PM icon
172
Philip Morris
PM
$290B
$11M 0.13%
138,778
-7,362
-5% -$606K
DLR icon
173
Digital Realty Trust
DLR
$70.8B
$10.9M 0.13%
166,963
+503
+0.3% +$32.8K
META icon
174
Meta Platforms (Facebook)
META
$1.54T
$10.9M 0.13%
121,084
+6,982
+6% +$641K
BSCF
175
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$10.8M 0.13%
500,622
+28,835
+6% +$624K
5 6
7
8 9

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EIP
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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.