We are live on ! Find out more
UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
151
Intel
INTC
$492B
$4.77M 0.15%
208,038
-253,406
-55% -$5.84M
BLK icon
152
Blackrock
BLK
$175B
$4.74M 0.15%
17,518
+217
+1% +$59K
VIG icon
153
Vanguard Dividend Appreciation ETF
VIG
$114B
$4.62M 0.15%
66,307
-234
-0.4% -$16.2K
UL icon
154
Unilever
UL
$135B
$4.53M 0.14%
104,276
+97,312
+1,397% +$4.41M
EPD icon
155
Enterprise Products Partners
EPD
$82B
$4.52M 0.14%
148,024
-446,572
-75% -$13.7M
OEF icon
156
iShares S&P 100 ETF
OEF
$20.5B
$4.46M 0.14%
59,580
+3,690
+7% +$277K
SCHE icon
157
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$4.41M 0.14%
179,428
+4,693
+3% +$112K
EOG icon
158
EOG Resources
EOG
$74.6B
$4.41M 0.14%
52,058
-7,498
-13% -$582K
DES icon
159
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$4.34M 0.14%
207,678
-16,926
-8% -$348K
RDS.A
160
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$4.32M 0.14%
70,482
-158,578
-69% -$9.69M
AMJ
161
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$4.25M 0.14%
95,200
-18,278
-16% -$841K
TFI icon
162
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$4.24M 0.14%
92,758
-7,900
-8% -$355K
QQQ icon
163
Invesco QQQ Trust
QQQ
$479B
$4.22M 0.13%
53,548
-333
-0.6% -$25.4K
BWP
164
DELISTED
Boardwalk Pipeline Partners
BWP
$4.18M 0.13%
137,760
+4,000
+3% +$123K
ATI icon
165
ATI
ATI
$31.1B
$4.18M 0.13%
136,988
+4,458
+3% +$125K
KO icon
166
Coca-Cola
KO
$374B
$4.12M 0.13%
108,791
-135,241
-55% -$5.35M
KBR icon
167
KBR
KBR
$4.83B
$4.11M 0.13%
125,957
+113,803
+936% +$3.61M
IWO icon
168
iShares Russell 2000 Growth ETF
IWO
$14.9B
$4.07M 0.13%
32,367
-3,083
-9% -$372K
AES.PRC.CL
169
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$4.06M 0.13%
80,550
-2,000
-2% -$100K
NE
170
DELISTED
Noble Corporation
NE
$3.99M 0.13%
120,748
-16,706
-12% -$568K
A icon
171
Agilent Technologies
A
$42B
$3.9M 0.12%
106,312
-2,230
-2% -$75.2K
MDY icon
172
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.87M 0.12%
17,095
+832
+5% +$185K
GVI icon
173
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$3.86M 0.12%
35,076
+3,816
+12% +$418K
CL icon
174
Colgate-Palmolive
CL
$74.3B
$3.75M 0.12%
63,174
-211,370
-77% -$12.5M
SCHM icon
175
Schwab US Mid-Cap ETF
SCHM
$15B
$3.73M 0.12%
323,667
+50,643
+19% +$571K
5 6
7
8 9

Similar funds

LCOV
London Company of Virginia Richmond, Virginia $16.2B AUM 17.5% 1-Year Est. Return
CCMG
Clark Capital Management Group Philadelphia, Pennsylvania $16.2B AUM 29.8% 1-Year Est. Return
IG
ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return
EIP
Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return
CI
Clal Insurance Tel-Aviv, Israel $16.6B AUM 68.34% 1-Year Est. Return
MG
Marex Group London $15.8B AUM 31.44% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
CLGM
Capitolis Liquid Global Markets New York $15.7B AUM 30.78% 1-Year Est. Return

United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.