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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$12.7B
AUM Growth
+$875M
Cap. Flow
+$340M
Cap. Flow %
2.68%
Top 10 Hldgs %
21.28%
Holding
1,393
New
86
Increased
569
Reduced
581
Closed
86

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$100M
2
PCAR icon
PACCAR
PCAR
+$43M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$40M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$39.5M
5
VOX icon
Vanguard Communication Services ETF
VOX
+$36.6M

Top Sells

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$65.3M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$61.2M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$23.3M
4
PNQI icon
Invesco NASDAQ Internet ETF
PNQI
+$16.3M
5
CQQQ icon
Invesco China Technology ETF
CQQQ
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.89%
3 Industrials 5.66%
4 Healthcare 5.59%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHA icon
126
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$23.1M 0.18%
1,326,264
+20,708
+2% +$355K
MMM icon
127
3M
MMM
$94.3B
$23M 0.18%
116,603
-71,250
-38% -$13.7M
IEF icon
128
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$22.9M 0.18%
216,892
+27,464
+14% +$2.91M
DD icon
129
DuPont de Nemours
DD
$19.2B
$22.9M 0.18%
126,243
+27,213
+27% +$4.9M
SHY icon
130
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$22.6M 0.18%
269,771
-90,921
-25% -$7.65M
MUB icon
131
iShares National Muni Bond ETF
MUB
$45.9B
$22.6M 0.18%
204,172
+11,895
+6% +$1.32M
IYW icon
132
iShares US Technology ETF
IYW
$25.5B
$22.5M 0.18%
549,052
-60,240
-10% -$2.41M
BSJJ
133
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$22.4M 0.18%
919,858
+204,984
+29% +$5.03M
DVY icon
134
iShares Select Dividend ETF
DVY
$23.6B
$22.3M 0.18%
225,446
+25,175
+13% +$2.42M
UPS icon
135
United Parcel Service
UPS
$88.9B
$21.9M 0.17%
184,365
-5,112
-3% -$601K
FDRR icon
136
Fidelity Dividend ETF for Rising Rates
FDRR
$761M
$21.9M 0.17%
714,888
+30,592
+4% +$915K
IYM icon
137
iShares US Basic Materials ETF
IYM
$1.02B
$21.7M 0.17%
211,618
-31,598
-13% -$3.14M
VSS icon
138
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$21.7M 0.17%
181,747
-1,301
-0.7% -$152K
XPO icon
139
XPO
XPO
$23.7B
$21.5M 0.17%
679,677
-40,269
-6% -$1.03M
SDOG icon
140
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$21.4M 0.17%
468,069
+9,595
+2% +$431K
AXP icon
141
American Express
AXP
$230B
$21.4M 0.17%
214,997
-3,695
-2% -$352K
GS icon
142
Goldman Sachs
GS
$303B
$21.4M 0.17%
83,447
-4,461
-5% -$1.09M
NVS icon
143
Novartis
NVS
$297B
$21M 0.17%
278,471
+7,774
+3% +$587K
ITA icon
144
iShares US Aerospace & Defense ETF
ITA
$15B
$21M 0.17%
223,252
+41,030
+23% +$3.75M
CME icon
145
CME Group
CME
$94.8B
$20.9M 0.16%
142,688
-3,777
-3% -$538K
QQQ icon
146
Invesco QQQ Trust
QQQ
$481B
$20.8M 0.16%
132,711
-3,010
-2% -$459K
CELG
147
DELISTED
Celgene Corp
CELG
$20.6M 0.16%
196,678
-2,130
-1% -$240K
DEO icon
148
Diageo
DEO
$53.6B
$20.6M 0.16%
142,245
+5,650
+4% +$779K
OEF icon
149
iShares S&P 100 ETF
OEF
$20.5B
$20.5M 0.16%
171,813
-1,317
-0.8% -$152K
WFC icon
150
Wells Fargo
WFC
$264B
$20.2M 0.16%
328,930
+7,533
+2% +$425K
4 5
6
7 8

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United Capital Financial Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, United Capital Financial Advisors held 1,393 positions worth $12.7B, up 7.4% from $11.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors's Q4 2017 filing shows 86 new, 569 increased, 581 reduced and 86 closed positions. Its largest new stake was Highland Opportunities and Income Fund: 2,604,942 shares worth $40.4M. The largest sale was iShares Short Maturity Bond ETF, an estimated $65.3M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Industrials.

  • United Capital Financial Advisors's largest Q4 2017 buy was Highland Opportunities and Income Fund: 2,604,942 shares worth $40.4M.
  • United Capital Financial Advisors added most to Nike in Q4 2017, an estimated $100M increase.
  • United Capital Financial Advisors's biggest Q4 2017 reduction was iShares Short Maturity Bond ETF, cutting an estimated $65.3M.
  • United Capital Financial Advisors fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $23.3M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $12.7B portfolio in Q4 2017.
  • United Capital Financial Advisors opened 86 new positions and closed 86 in Q4 2017.
  • United Capital Financial Advisors's portfolio value rose 7.4% quarter-over-quarter to $12.7B.

Based on United Capital Financial Advisors's 13F filing for Q4 2017, filed 13 Feb 2018.