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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.WS
126
DELISTED
Wells Fargo & Company Ws
WFC.WS
$13.9M 0.17%
768,782
+7,328
+1% +$156K
MDT icon
127
Medtronic
MDT
$116B
$13.8M 0.17%
206,307
+11,890
+6% +$876K
BSCI
128
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$13.7M 0.16%
647,173
+32,446
+5% +$687K
ITW icon
129
Illinois Tool Works
ITW
$83.5B
$13.7M 0.16%
165,936
-29
-0% -$2.54K
STIP icon
130
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$13.6M 0.16%
137,462
+27,629
+25% +$2.75M
LOW icon
131
Lowe's Companies
LOW
$124B
$13.5M 0.16%
196,333
+6,680
+4% +$459K
BSCJ
132
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$13.5M 0.16%
638,228
+31,080
+5% +$655K
MIC
133
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$13.3M 0.16%
177,711
+11,658
+7% +$930K
LGF
134
DELISTED
Lions Gate Entertainment
LGF
$13.2M 0.16%
359,955
+7,440
+2% +$281K
FFIV icon
135
F5
FFIV
$23.5B
$13.2M 0.16%
114,320
+25,249
+28% +$3.09M
COST icon
136
Costco
COST
$418B
$13.2M 0.16%
91,545
+3,195
+4% +$456K
QQQ icon
137
Invesco QQQ Trust
QQQ
$477B
$13.2M 0.16%
129,765
-3,017
-2% -$324K
BAC icon
138
Bank of America
BAC
$448B
$13.2M 0.16%
847,515
+13,619
+2% +$229K
RSPD icon
139
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$337M
$13.2M 0.16%
468,537
+140,463
+43% +$4.17M
LLY icon
140
Eli Lilly
LLY
$1.09T
$13.1M 0.16%
157,067
-3,352
-2% -$283K
KO icon
141
Coca-Cola
KO
$372B
$13.1M 0.16%
325,516
+2,352
+0.7% +$94.2K
BALL icon
142
Ball Corp
BALL
$16.7B
$13M 0.16%
419,038
+14,512
+4% +$492K
PAA icon
143
Plains All American Pipeline
PAA
$16.4B
$13M 0.16%
428,281
+12,500
+3% +$457K
AIG.WS
144
DELISTED
American International Group, Inc.
AIG.WS
$13M 0.16%
572,375
+68,232
+14% +$1.83M
TRI icon
145
Thomson Reuters
TRI
$45.6B
$12.8M 0.15%
274,074
-7,052
-3% -$322K
VIG icon
146
Vanguard Dividend Appreciation ETF
VIG
$114B
$12.6M 0.15%
170,705
+7,734
+5% +$599K
GOOD
147
Gladstone Commercial Corp
GOOD
$623M
$12.6M 0.15%
891,834
+30,662
+4% +$470K
JPM.WS
148
DELISTED
JPMorgan Chase
JPM.WS
$12.6M 0.15%
630,865
+3,727
+0.6% +$88.5K
KRE icon
149
State Street SPDR S&P Regional Banking ETF
KRE
$4.62B
$12.5M 0.15%
304,252
-7,501
-2% -$318K
IWF icon
150
iShares Russell 1000 Growth ETF
IWF
$127B
$12.5M 0.15%
538,264
-59,460
-10% -$1.46M
4 5
6
7 8

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IG
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EIP
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CI
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MG
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Macquarie Group
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CLGM
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LCIP
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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.