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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDE icon
126
Vanguard Energy ETF
VDE
$10.4B
$5.68M 0.18%
+47,611
New +$5.62M
SCHV
127
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$5.61M 0.18%
451,341
+80,331
+22% +$1.01M
RSP icon
128
Invesco S&P 500 Equal Weight ETF
RSP
$99.4B
$5.57M 0.18%
85,468
+5,345
+7% +$345K
CHKP icon
129
Check Point Software Technologies
CHKP
$13.2B
$5.55M 0.18%
98,150
-5
-0% -$281
SNDK
130
DELISTED
SANDISK CORP
SNDK
$5.48M 0.17%
+92,046
New +$5.41M
NTAP icon
131
NetApp
NTAP
$39.3B
$5.45M 0.17%
127,977
+457
+0.4% +$19K
CTSH icon
132
Cognizant
CTSH
$26.5B
$5.42M 0.17%
131,874
-63,842
-33% -$2.37M
EBAY icon
133
eBay
EBAY
$47.5B
$5.38M 0.17%
228,913
-15,832
-6% -$355K
SWN
134
DELISTED
Southwestern Energy Company
SWN
$5.35M 0.17%
147,071
-1,829
-1% -$69.4K
DON icon
135
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$5.32M 0.17%
+229,533
New +$5.26M
CELG
136
DELISTED
Celgene Corp
CELG
$5.32M 0.17%
69,022
-188,336
-73% -$13.2M
SCHG icon
137
Schwab US Large-Cap Growth ETF
SCHG
$63B
$5.31M 0.17%
1,034,440
+185,992
+22% +$938K
VONV icon
138
Vanguard Russell 1000 Value ETF
VONV
$22B
$5.3M 0.17%
140,928
-9,114
-6% -$346K
PPG icon
139
PPG Industries
PPG
$25.8B
$5.25M 0.17%
62,850
-2,104
-3% -$168K
SCHZ icon
140
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$5.21M 0.17%
205,036
+22,092
+12% +$557K
SI
141
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$5.15M 0.16%
42,714
-22,906
-35% -$2.55M
DEM icon
142
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$5.14M 0.16%
99,419
-756
-0.8% -$38K
FL
143
DELISTED
Foot Locker
FL
$5.12M 0.16%
150,770
+471
+0.3% +$16.3K
KMR
144
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$5.07M 0.16%
73,542
-2,622
-3% -$192K
ET icon
145
Energy Transfer Partners
ET
$71.4B
$4.99M 0.16%
303,288
+14,488
+5% +$231K
APA icon
146
APA Corp
APA
$14.2B
$4.98M 0.16%
58,504
-20,310
-26% -$1.69M
SLM icon
147
SLM Corp
SLM
$5.16B
$4.97M 0.16%
558,355
-195,440
-26% -$1.71M
EIX icon
148
Edison International
EIX
$26.3B
$4.89M 0.16%
106,115
-2,524
-2% -$119K
URBN icon
149
Urban Outfitters
URBN
$6.75B
$4.88M 0.16%
132,699
+584
+0.4% +$24K
SCHF icon
150
Schwab International Equity ETF
SCHF
$68.7B
$4.8M 0.15%
315,602
+52,586
+20% +$768K
4 5
6
7 8

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.