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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.21%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$14.2B
AUM Growth
+$812M
Cap. Flow
+$199M
Cap. Flow %
1.4%
Top 10 Hldgs %
22.78%
Holding
1,401
New
100
Increased
617
Reduced
517
Closed
75

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$69.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$62.8M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$54.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$46.9M
5
MBB icon
iShares MBS ETF
MBB
+$44.4M

Top Sells

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$273M
2
IYT icon
iShares US Transportation ETF
IYT
+$48.6M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$44.6M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$39.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$39.2M

Sector Composition

Rank Sector Weight
1 Technology 8.74%
2 Healthcare 6.11%
3 Financials 5.96%
4 Industrials 5.49%
5 Consumer Discretionary 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGY icon
1301
BlackRock Enhanced International Dividend Trust
BGY
$536M
$92K ﹤0.01%
16,042
– –
AUO
1302
DELISTED
AU Optronics Corp
AUO
$84K ﹤0.01%
19,869
-677
-3% -$2.88K
TI
1303
DELISTED
Telecom Italia
TI
$76K ﹤0.01%
+12,711
New +$88K
NE
1304
DELISTED
Noble Corporation
NE
$74K ﹤0.01%
10,560
-280
-3% -$1.7K
USA icon
1305
Liberty All-Star Equity Fund
USA
$1.87B
$72K ﹤0.01%
10,519
-900
-8% -$5.98K
SWN
1306
DELISTED
Southwestern Energy Company
SWN
$68K ﹤0.01%
13,286
– –
NBR icon
1307
Nabors Industries
NBR
$1.35B
$66K ﹤0.01%
+215
New +$66.4K
DNR
1308
DELISTED
Denbury Resources, Inc.
DNR
$62K ﹤0.01%
10,000
– –
PPT
1309
Franklin Premier Income Trust
PPT
$332M
$61K ﹤0.01%
11,535
– –
CYH icon
1310
Community Health Systems
CYH
$419M
$53K ﹤0.01%
15,410
– –
EVOK
1311
DELISTED
Evoke Pharma
EVOK
$46K ﹤0.01%
108
– –
AUY
1312
DELISTED
Yamana Gold, Inc.
AUY
$41K ﹤0.01%
16,425
+6
+0% +$17
EYPT icon
1313
EyePoint Inc
EYPT
$1.16B
$36K ﹤0.01%
1,000
– –
ADXS
1314
DELISTED
Advaxis Inc
ADXS
$35K ﹤0.01%
2,503
– –
PLUR icon
1315
Pluri
PLUR
$17.9M
$33K ﹤0.01%
313
– –
GERN icon
1316
Geron
GERN
$982M
$30K ﹤0.01%
+17,320
New +$75.5K
FTK icon
1317
Flotek Industries
FTK
$1.25B
$29K ﹤0.01%
+2,007
New +$31.1K
MNKD icon
1318
MannKind Corp
MNKD
$1.2B
$20K ﹤0.01%
+11,124
New +$17.1K
PLM
1319
DELISTED
PolyMet Mining Corp.
PLM
$19K ﹤0.01%
1,877
– –
NTRP icon
1320
NextTrip
NTRP
$23M
$17K ﹤0.01%
75
– –
GMO
1321
DELISTED
General Moly, Inc.
GMO
$15K ﹤0.01%
39,900
– –
AMPE
1322
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$13K ﹤0.01%
88
+11
+14% +$4.6K
CFMS
1323
DELISTED
Conformis, Inc. Common Stock
CFMS
$12K ﹤0.01%
469
– –
AEG icon
1324
Aegon
AEG
$13.9B
– –
-71,768
Closed -$354K
AES icon
1325
AES
AES
$10.5B
– –
-13,408
Closed -$180K
51 52
53
54 55

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United Capital Financial Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, United Capital Financial Advisors held 1,401 positions worth $14.2B, up 6.1% from $13.4B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

United Capital Financial Advisors's Q3 2018 filing shows 100 new, 617 increased, 517 reduced and 75 closed positions. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 647,627 shares worth $31.7M. The largest sale was iShares Short Maturity Bond ETF, an estimated $273M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

  • United Capital Financial Advisors's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 647,627 shares worth $31.7M.
  • United Capital Financial Advisors added most to Vanguard Real Estate ETF in Q3 2018, an estimated $69.8M increase.
  • United Capital Financial Advisors's biggest Q3 2018 reduction was iShares Short Maturity Bond ETF, cutting an estimated $273M.
  • United Capital Financial Advisors fully exited iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 in Q3 2018, selling an estimated $39.7M.
  • United Capital Financial Advisors's ten largest holdings make up 23% of its $14.2B portfolio in Q3 2018.
  • United Capital Financial Advisors opened 100 new positions and closed 75 in Q3 2018.
  • United Capital Financial Advisors's portfolio value rose 6.1% quarter-over-quarter to $14.2B.

Based on United Capital Financial Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.