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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSD icon
1301
State Street SPDR S&P Semiconductor ETF
XSD
$2.85B
– –
-116,598
Closed -$5.02M
XTN icon
1302
State Street SPDR S&P Transportation ETF
XTN
$388M
– –
-118,376
Closed -$5.73M
ZTS icon
1303
Zoetis
ZTS
$31.1B
– –
-4,418
Closed -$213K
PRFT
1304
DELISTED
Perficient Inc
PRFT
– –
-71,065
Closed -$1.37M
FAM
1305
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-49,636
Closed -$542K
CTR
1306
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
– –
-12,454
Closed -$1.14M
KMF
1307
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-63,048
Closed -$1.75M
NSL
1308
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-340,276
Closed -$2.18M
AXAS
1309
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-19,050
Closed -$1.12M
VSLR
1310
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-10,500
Closed -$128K
GNC
1311
DELISTED
GNC Holdings, Inc.
GNC
– –
-5,462
Closed -$243K
CHK
1312
DELISTED
Chesapeake Energy Corporation
CHK
– –
-131
Closed -$292K
VIAB
1313
DELISTED
Viacom Inc. Class B
VIAB
– –
-60,183
Closed -$3.89M
DF
1314
DELISTED
Dean Foods Company
DF
– –
-10,380
Closed -$168K
VR
1315
DELISTED
Validus Hold Ltd
VR
– –
-9,075
Closed -$399K
EVEP
1316
DELISTED
EV Energy Partners, L.P.
EVEP
– –
-21,750
Closed -$249K
WG
1317
DELISTED
Willbros Group
WG
– –
-27,604
Closed -$35K
RAX
1318
DELISTED
Rackspace Hosting Inc
RAX
– –
-77,571
Closed -$2.88M
ACG
1319
DELISTED
AllianceBernstein Income Fund Inc
ACG
– –
-13,404
Closed -$100K
NGLS
1320
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
– –
-7,469
Closed -$288K
BGMD
1321
DELISTED
BG MEDICINE INC COM STK NEW
BGMD
– –
-6,913
Closed -$15K
HSP
1322
DELISTED
HOSPIRA INC
HSP
– –
-7,586
Closed -$673K
IBMD
1323
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
– –
-38,585
Closed -$2.02M
NLSN
1324
DELISTED
Nielsen Holdings plc
NLSN
– –
-30,121
Closed -$1.35M
DTV
1325
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-15,760
Closed -$1.46M
50 51 52
53
54

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.