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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+3.71%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$11.8B
AUM Growth
+$624M
Cap. Flow
+$268M
Cap. Flow %
2.27%
Top 10 Hldgs %
21.64%
Holding
1,381
New
111
Increased
605
Reduced
518
Closed
74

Top Buys

Rank Stock Value
1
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$70.9M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$23.1M
3
AMGN icon
Amgen
AMGN
+$22.1M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$20M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$16.7M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$39.8M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$36.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$18.1M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$15.3M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$13.9M

Sector Composition

Rank Sector Weight
1 Technology 6.95%
2 Healthcare 5.94%
3 Financials 5.65%
4 Industrials 5.49%
5 Energy 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWN
1276
DELISTED
Southwestern Energy Company
SWN
$105K ﹤0.01%
17,104
+1,933
+13% +$11K
MFG icon
1277
Mizuho Financial
MFG
$127B
$103K ﹤0.01%
28,952
+13,288
+85% +$46.7K
COOP
1278
DELISTED
Mr. Cooper
COOP
$95K ﹤0.01%
8,333
– –
ZNGA
1279
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$87K ﹤0.01%
22,907
+1,715
+8% +$6.32K
USA icon
1280
Liberty All-Star Equity Fund
USA
$1.86B
$80K ﹤0.01%
13,319
+287
+2% +$1.65K
CSR
1281
Centerspace
CSR
$926M
$73K ﹤0.01%
1,194
+160
+15% +$9.81K
OESX icon
1282
Orion Energy Systems
OESX
$78.3M
$73K ﹤0.01%
+6,525
New +$69.8K
MIN
1283
Aberdeen Intermediate Income Fund
MIN
$278M
$71K ﹤0.01%
16,672
– –
RELY
1284
DELISTED
Real Industry, Inc.
RELY
$71K ﹤0.01%
+39,265
New +$83.6K
WIN
1285
DELISTED
Windstream Holdings Inc
WIN
$70K ﹤0.01%
7,867
+2,771
+54% +$36.7K
RBPAA
1286
DELISTED
Royal Bancshares Of Pennsylvania Inc
RBPAA
$69K ﹤0.01%
15,500
-5,000
-24% -$21K
OIL
1287
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$69K ﹤0.01%
12,820
-497
-4% -$2.5K
NBSE
1288
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$62K ﹤0.01%
216
– –
BAC.WS.B
1289
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$59K ﹤0.01%
76,000
– –
EVOK
1290
DELISTED
Evoke Pharma
EVOK
$52K ﹤0.01%
108
– –
AUY
1291
DELISTED
Yamana Gold, Inc.
AUY
$51K ﹤0.01%
19,333
+8
+0% +$21
CFMS
1292
DELISTED
Conformis, Inc. Common Stock
CFMS
$39K ﹤0.01%
442
– –
REFR icon
1293
Research Frontiers
REFR
$17.1M
$35K ﹤0.01%
29,077
– –
PKD
1294
DELISTED
Parker Drilling Company
PKD
$30K ﹤0.01%
+1,815
New +$33.1K
PLUR icon
1295
Pluri
PLUR
$19.9M
$26K ﹤0.01%
214
– –
GMO
1296
DELISTED
General Moly, Inc.
GMO
$15K ﹤0.01%
39,900
– –
DNR
1297
DELISTED
Denbury Resources, Inc.
DNR
$13K ﹤0.01%
10,003
– –
EYPT icon
1298
EyePoint Inc
EYPT
$1.13B
$12K ﹤0.01%
1,000
– –
AIXC
1299
AIxCrypto Holdings Inc
AIXC
$16M
– –
0
– –
AMPE
1300
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$9K ﹤0.01%
+51
New +$8.07K
50 51
52
53 54

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United Capital Financial Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, United Capital Financial Advisors held 1,381 positions worth $11.8B, up 5.6% from $11.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

United Capital Financial Advisors's Q3 2017 filing shows 111 new, 605 increased, 518 reduced and 74 closed positions. Its largest new stake was First Trust Enhanced Short Maturity ETF: 279,017 shares worth $16.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $39.8M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.8% a quarter earlier, followed by Healthcare and Financials.

  • United Capital Financial Advisors's largest Q3 2017 buy was First Trust Enhanced Short Maturity ETF: 279,017 shares worth $16.7M.
  • United Capital Financial Advisors added most to iShares 10-20 Year Treasury Bond ETF in Q3 2017, an estimated $70.9M increase.
  • United Capital Financial Advisors's biggest Q3 2017 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $39.8M.
  • United Capital Financial Advisors fully exited VanEck Digital Native Economy ETF in Q3 2017, selling an estimated $13M.
  • United Capital Financial Advisors's ten largest holdings make up 22% of its $11.8B portfolio in Q3 2017.
  • United Capital Financial Advisors opened 111 new positions and closed 74 in Q3 2017.
  • United Capital Financial Advisors's portfolio value rose 5.6% quarter-over-quarter to $11.8B.

Based on United Capital Financial Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.