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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXF icon
1276
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.95B
– –
-15,792
Closed -$643K
QRVO icon
1277
Qorvo
QRVO
$8.53B
– –
-2,958
Closed -$237K
REZ icon
1278
iShares Residential and Multisector Real Estate ETF
REZ
$842M
– –
-3,709
Closed -$208K
RNP icon
1279
Cohen & Steers REIT and Preferred and Income Fund
RNP
$971M
– –
-130,637
Closed -$2.29M
RSPH icon
1280
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$794M
– –
-562,620
Closed -$8.97M
RSPM icon
1281
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
– –
-411,375
Closed -$7.06M
SAFE
1282
Safehold
SAFE
$1.08B
– –
-2,408
Closed -$156K
SMH icon
1283
VanEck Semiconductor ETF
SMH
$70.6B
– –
-254,970
Closed -$6.96M
SPEM icon
1284
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.6B
– –
-17,512
Closed -$564K
SPYG icon
1285
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
– –
-1,105,620
Closed -$27.3M
STX icon
1286
Seagate
STX
$186B
– –
-7,350
Closed -$349K
TBT icon
1287
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$308M
– –
-10,978
Closed -$547K
TGI
1288
DELISTED
Triumph Group
TGI
– –
-6,734
Closed -$444K
TY icon
1289
TRI-Continental Corp
TY
$1.9B
– –
-166,089
Closed -$3.52M
TYG
1290
Tortoise Energy Infrastructure Corp
TYG
$1.09B
– –
-1,987
Closed -$293K
VONV icon
1291
Vanguard Russell 1000 Value ETF
VONV
$22B
– –
-5,032
Closed -$226K
VOX icon
1292
Vanguard Communication Services ETF
VOX
$5.82B
– –
-12,831
Closed -$1.12M
WABC icon
1293
Westamerica Bancorp
WABC
$1.36B
– –
-13,302
Closed -$674K
WEA
1294
Western Asset Premier Bond Fund
WEA
$125M
– –
-150,023
Closed -$2.01M
WEC icon
1295
WEC Energy
WEC
$34.8B
– –
-4,727
Closed -$213K
WHR icon
1296
Whirlpool
WHR
$2.84B
– –
-1,223
Closed -$212K
WYNN icon
1297
Wynn Resorts
WYNN
$10.8B
– –
-3,239
Closed -$320K
XLB icon
1298
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
– –
-17,026
Closed -$412K
XOP icon
1299
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
– –
-2,084
Closed -$389K
XPH icon
1300
State Street SPDR S&P Pharmaceuticals ETF
XPH
$509M
– –
-77,674
Closed -$4.84M
50 51
52
53 54

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IG
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EIP
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MG
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CLGM
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LCIP
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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.