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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+3.77%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.69B
AUM Growth
+$361M
Cap. Flow
+$136M
Cap. Flow %
1.56%
Top 10 Hldgs %
22.23%
Holding
1,376
New
137
Increased
474
Reduced
543
Closed
172

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$90.5M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$81.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$69M
4
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$60.2M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$31.6M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$260M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
3
BND icon
Vanguard Total Bond Market
BND
+$93.4M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$68.6M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$14.8M

Sector Composition

Rank Sector Weight
1 Healthcare 6.31%
2 Technology 6.17%
3 Financials 5.4%
4 Industrials 4.98%
5 Consumer Staples 4.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXJ icon
1251
iShares Global Healthcare ETF
IXJ
$4.23B
– –
-98,294
Closed -$4.84M
IYT icon
1252
iShares US Transportation ETF
IYT
$2.27B
– –
-14,176
Closed -$496K
JACK icon
1253
Jack in the Box
JACK
$341M
– –
-3,996
Closed -$308K
LNC icon
1254
Lincoln National
LNC
$8.51B
– –
-8,974
Closed -$426K
MAIN icon
1255
Main Street Capital
MAIN
$5.52B
– –
-37,350
Closed -$996K
MOAT icon
1256
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
– –
-13,685
Closed -$382K
MORT icon
1257
VanEck Mortgage REIT Income ETF
MORT
$374M
– –
-10,612
Closed -$218K
MRCC
1258
DELISTED
Monroe Capital Corp
MRCC
– –
-51,962
Closed -$722K
MUNI icon
1259
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
– –
-8,684
Closed -$462K
MUSA icon
1260
Murphy USA
MUSA
$10B
– –
-4,435
Closed -$244K
NVG icon
1261
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
– –
-14,500
Closed -$202K
OKE icon
1262
Oneok
OKE
$57.7B
– –
-7,498
Closed -$241K
PFG icon
1263
Principal Financial Group
PFG
$24.2B
– –
-7,662
Closed -$363K
PHD
1264
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-21,122
Closed -$239K
PMT
1265
PennyMac Mortgage Investment
PMT
$824M
– –
-46,857
Closed -$725K
PPT
1266
Franklin Premier Income Trust
PPT
$332M
– –
-23,830
Closed -$117K
PSL icon
1267
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.1M
– –
-159,339
Closed -$8.59M
PUK icon
1268
Prudential
PUK
$34B
– –
-18,965
Closed -$775K
PXJ icon
1269
Invesco Oil & Gas Services ETF
PXJ
$64.5M
– –
-57,462
Closed -$3.52M
REGN icon
1270
Regeneron Pharmaceuticals
REGN
$82.1B
– –
-636
Closed -$296K
RH icon
1271
RH
RH
$3.46B
– –
-2,896
Closed -$270K
RHI icon
1272
Robert Half
RHI
$4.31B
– –
-56,644
Closed -$2.9M
RSPD icon
1273
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$336M
– –
-468,537
Closed -$13.2M
RSPU icon
1274
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$531M
– –
-182,116
Closed -$6.46M
RSPT icon
1275
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
– –
-811,720
Closed -$6.91M
49 50
51
52 53

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United Capital Financial Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, United Capital Financial Advisors held 1,376 positions worth $8.69B, up 4.3% from $8.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

United Capital Financial Advisors's Q4 2015 filing shows 137 new, 474 increased, 543 reduced and 172 closed positions. Its largest new stake was Alphabet (Google) Class A: 853,660 shares worth $33.2M. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $260M.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.1% a quarter earlier, followed by Technology and Financials.

  • United Capital Financial Advisors's largest Q4 2015 buy was Alphabet (Google) Class A: 853,660 shares worth $33.2M.
  • United Capital Financial Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $90.5M increase.
  • United Capital Financial Advisors's biggest Q4 2015 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $260M.
  • United Capital Financial Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2015, selling an estimated $13.2M.
  • United Capital Financial Advisors's ten largest holdings make up 22% of its $8.69B portfolio in Q4 2015.
  • United Capital Financial Advisors opened 137 new positions and closed 172 in Q4 2015.
  • United Capital Financial Advisors's portfolio value rose 4.3% quarter-over-quarter to $8.69B.

Based on United Capital Financial Advisors's 13F filing for Q4 2015, filed 11 Feb 2016.