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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPF
1251
John Hancock Preferred Income Fund II
HPF
$346M
– –
-14,150
Closed -$272K
HYI
1252
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
– –
-95,101
Closed -$1.47M
IDV icon
1253
iShares International Select Dividend ETF
IDV
$8.51B
– –
-6,245
Closed -$202K
IEV icon
1254
iShares Europe ETF
IEV
$1.7B
– –
-68,613
Closed -$3M
IFGL icon
1255
iShares International Developed Real Estate ETF
IFGL
$82.4M
– –
-17,524
Closed -$521K
IHE icon
1256
iShares US Pharmaceuticals ETF
IHE
$1.65B
– –
-12,621
Closed -$735K
ITOT icon
1257
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
– –
-6,056
Closed -$286K
IVZ icon
1258
Invesco
IVZ
$13.9B
– –
-120,155
Closed -$4.5M
JLS icon
1259
Nuveen Mortgage and Income Fund
JLS
$95.1M
– –
-40,562
Closed -$920K
LNG icon
1260
Cheniere Energy
LNG
$55.5B
– –
-3,767
Closed -$261K
LXU icon
1261
LSB Industries
LXU
$715M
– –
-12,844
Closed -$403K
MERC icon
1262
Mercer International
MERC
$33.1M
– –
-54,707
Closed -$748K
MGNX icon
1263
MacroGenics
MGNX
$255M
– –
-7,983
Closed -$303K
MHO icon
1264
M/I Homes
MHO
$3.83B
– –
-71,155
Closed -$1.75M
NAD icon
1265
Nuveen Quality Municipal Income Fund
NAD
$2.75B
– –
-11,696
Closed -$159K
NTES icon
1266
NetEase
NTES
$79.3B
– –
-32,435
Closed -$940K
NVGS icon
1267
Navigator Holdings
NVGS
$1.25B
– –
-40,609
Closed -$769K
PDN icon
1268
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$366M
– –
-13,525
Closed -$380K
PHO icon
1269
Invesco Water Resources ETF
PHO
$2.06B
– –
-8,734
Closed -$218K
PIO icon
1270
Invesco Global Water ETF
PIO
$279M
– –
-12,500
Closed -$297K
PJP icon
1271
Invesco Pharmaceuticals ETF
PJP
$500M
– –
-232,054
Closed -$18.2M
PPH icon
1272
VanEck Pharmaceutical ETF
PPH
$992M
– –
-101,768
Closed -$7.2M
PRF icon
1273
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
– –
-86,880
Closed -$1.58M
PSI icon
1274
Invesco Semiconductors ETF
PSI
$2.59B
– –
-22,668
Closed -$203K
PTC icon
1275
PTC
PTC
$16.2B
– –
-13,639
Closed -$559K
49 50
51
52 53

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EIP
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CLGM
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LCIP
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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.