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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+1.54%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$14.3B
AUM Growth
-$998M
Cap. Flow
-$1.18B
Cap. Flow %
-8.24%
Top 10 Hldgs %
23.59%
Holding
1,565
New
103
Increased
382
Reduced
744
Closed
257

Top Buys

Rank Stock Value
1
MO icon
Altria Group
MO
+$39.7M
2
FDX icon
FedEx
FDX
+$33.6M
3
DG icon
Dollar General
DG
+$18.1M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$18M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$17.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$237M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$109M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$103M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$62.6M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$48.6M

Sector Composition

Rank Sector Weight
1 Technology 8.66%
2 Financials 6.31%
3 Healthcare 5.82%
4 Industrials 5.47%
5 Consumer Discretionary 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNP icon
1226
DNP Select Income Fund
DNP
$4.11B
$145K ﹤0.01%
+11,241
New +$139K
MNDT
1227
DELISTED
Mandiant, Inc. Common Stock
MNDT
$144K ﹤0.01%
10,761
-2,120
-16% -$30.1K
FCT
1228
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$142K ﹤0.01%
11,850
– –
MRO
1229
DELISTED
Marathon Oil Corporation
MRO
$142K ﹤0.01%
11,548
-4,880
-30% -$63.1K
CDXS icon
1230
Codexis
CDXS
$176M
$141K ﹤0.01%
10,291
– –
KSM
1231
DELISTED
DWS Strategic Municipal Income Trust
KSM
$136K ﹤0.01%
11,400
-300
-3% -$3.6K
LYG icon
1232
Lloyds Banking Group
LYG
$89.7B
$132K ﹤0.01%
49,842
-122,160
-71% -$317K
FAX
1233
abrdn Asia-Pacific Income Fund
FAX
$601M
$127K ﹤0.01%
5,055
+1,672
+49% +$42.1K
ULTA icon
1234
Ulta Beauty
ULTA
$23.1B
$123K ﹤0.01%
490
-1,252
-72% -$384K
GAB icon
1235
Gabelli Equity Trust
GAB
$1.8B
$122K ﹤0.01%
20,920
-1,442
-6% -$8.58K
EMO
1236
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.05B
$114K ﹤0.01%
+2,614
New +$117K
ACB
1237
Aurora Cannabis
ACB
$223M
$113K ﹤0.01%
215
-12
-5% -$8.89K
CACI icon
1238
CACI
CACI
$14.8B
$110K ﹤0.01%
+475
New +$102K
ETW
1239
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$110K ﹤0.01%
11,396
– –
PAYC icon
1240
Paycom
PAYC
$9.34B
$107K ﹤0.01%
+512
New +$120K
FICO icon
1241
Fair Isaac
FICO
$22.2B
$105K ﹤0.01%
+346
New +$117K
CRON
1242
Cronos Group
CRON
$1.13B
$104K ﹤0.01%
+11,444
New +$146K
REGN icon
1243
Regeneron Pharmaceuticals
REGN
$81.4B
$101K ﹤0.01%
364
-589
-62% -$174K
BGY icon
1244
BlackRock Enhanced International Dividend Trust
BGY
$535M
$96K ﹤0.01%
17,667
– –
CPIX icon
1245
Cumberland Pharmaceuticals
CPIX
$115M
$96K ﹤0.01%
16,246
-566
-3% -$3.15K
TDY icon
1246
Teledyne Technologies
TDY
$31.6B
$93K ﹤0.01%
+290
New +$86.6K
XCUR icon
1247
Exicure
XCUR
$8.92M
$93K ﹤0.01%
+245
New +$93.7K
MVC
1248
DELISTED
MVC Capital, Inc.
MVC
$89K ﹤0.01%
10,000
– –
BRW
1249
Saba Capital Income & Opportunities Fund
BRW
$335M
$87K ﹤0.01%
9,205
-150
-2% -$1.42K
AXU
1250
DELISTED
Alexco Resource Corp
AXU
$87K ﹤0.01%
+50,000
New +$92K
48 49
50
51 52

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United Capital Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, United Capital Financial Advisors held 1,565 positions worth $14.3B, down 6.5% from $15.3B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

United Capital Financial Advisors withdrew a net $1.18B in Q3 2019, closing 257 positions and reducing 744 holdings. Its most notable exit was Vanguard Long-Term Treasury ETF, an estimated $10.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.2% a quarter earlier, followed by Financials and Healthcare.

Against the trend, United Capital Financial Advisors opened a new position in Factset worth $7.01M.

  • United Capital Financial Advisors's largest Q3 2019 buy was Factset: 28,858 shares worth $7.01M.
  • United Capital Financial Advisors added most to Altria Group in Q3 2019, an estimated $39.7M increase.
  • United Capital Financial Advisors's biggest Q3 2019 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $237M.
  • United Capital Financial Advisors fully exited Vanguard Long-Term Treasury ETF in Q3 2019, selling an estimated $10.6M.
  • United Capital Financial Advisors's ten largest holdings make up 24% of its $14.3B portfolio in Q3 2019.
  • United Capital Financial Advisors opened 103 new positions and closed 257 in Q3 2019.
  • United Capital Financial Advisors's portfolio value fell 6.5% quarter-over-quarter to $14.3B.

Based on United Capital Financial Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.