We are live on ! Find out more
UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-9.82%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$12.6B
AUM Growth
-$1.64B
Cap. Flow
-$46.7M
Cap. Flow %
-0.37%
Top 10 Hldgs %
24.29%
Holding
1,416
New
90
Increased
555
Reduced
573
Closed
135

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$326M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$74.7M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$64.1M
4
SBUX icon
Starbucks
SBUX
+$27.7M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.8M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$70.8M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
3
MBB icon
iShares MBS ETF
MBB
+$31.5M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$29.4M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$29.1M

Sector Composition

Rank Sector Weight
1 Technology 7.91%
2 Healthcare 6.23%
3 Financials 6.13%
4 Industrials 5.02%
5 Consumer Discretionary 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTX
1226
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$143K ﹤0.01%
11,555
– –
NKG
1227
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$136K ﹤0.01%
12,450
– –
CHI
1228
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$135K ﹤0.01%
15,200
-3,001
-16% -$29.9K
FCT
1229
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$133K ﹤0.01%
11,850
– –
CDZI icon
1230
Cadiz
CDZI
$296M
$132K ﹤0.01%
12,823
– –
AMKR icon
1231
Amkor Technology
AMKR
$14.3B
$131K ﹤0.01%
20,025
-20
-0.1% -$132
DHC
1232
Diversified Healthcare Trust
DHC
$2.03B
$127K ﹤0.01%
10,835
-3,327
-23% -$49.4K
CS
1233
DELISTED
Credit Suisse Group
CS
$127K ﹤0.01%
11,686
-1,278
-10% -$15.8K
ARCT icon
1234
Arcturus Therapeutics
ARCT
$224M
$124K ﹤0.01%
27,300
– –
NMR icon
1235
Nomura Holdings
NMR
$29.2B
$123K ﹤0.01%
+32,729
New +$147K
KSM
1236
DELISTED
DWS Strategic Municipal Income Trust
KSM
$118K ﹤0.01%
11,450
-2,000
-15% -$20.6K
SABA
1237
Saba Capital Income & Opportunities Fund II
SABA
$221M
$117K ﹤0.01%
9,699
+44
+0.5% +$538
FAX
1238
abrdn Asia-Pacific Income Fund
FAX
$601M
$114K ﹤0.01%
4,925
-885
-15% -$21.2K
FPRX
1239
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$113K ﹤0.01%
12,601
– –
EIV
1240
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$112K ﹤0.01%
10,185
– –
CPIX icon
1241
Cumberland Pharmaceuticals
CPIX
$119M
$105K ﹤0.01%
16,626
– –
VGR
1242
DELISTED
Vector Group Ltd.
VGR
$105K ﹤0.01%
15,915
-4,258
-21% -$36K
GAB icon
1243
Gabelli Equity Trust
GAB
$1.81B
$103K ﹤0.01%
20,648
-119
-0.6% -$682
BBVA icon
1244
Banco Bilbao Vizcaya Argentaria
BBVA
$158B
$99K ﹤0.01%
18,626
-8,592
-32% -$48.6K
BRW
1245
Saba Capital Income & Opportunities Fund
BRW
$335M
$89K ﹤0.01%
9,861
-105,970
-91% -$1.01M
OPK icon
1246
Opko Health
OPK
$1.04B
$85K ﹤0.01%
28,201
-3,900
-12% -$13.2K
RIG icon
1247
Transocean
RIG
$6.38B
$81K ﹤0.01%
+11,680
New +$119K
BGY icon
1248
BlackRock Enhanced International Dividend Trust
BGY
$536M
$80K ﹤0.01%
16,042
– –
GPOR
1249
DELISTED
Gulfport Energy Corp.
GPOR
$79K ﹤0.01%
12,016
– –
GGN
1250
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$77K ﹤0.01%
20,859
– –
48 49
50
51 52

Similar funds

LCOV
London Company of Virginia Richmond, Virginia $16.2B AUM 17.5% 1-Year Est. Return
MG
Marex Group London $15.8B AUM 31.44% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
CLGM
Capitolis Liquid Global Markets New York $15.7B AUM 30.78% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return
EH
Equitable Holdings New York $15.5B AUM 19.09% 1-Year Est. Return
NMO
Newlands Management Operations Dallas, Texas $15.5B AUM 25.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

United Capital Financial Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, United Capital Financial Advisors held 1,416 positions worth $12.6B, down 12% from $14.2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

United Capital Financial Advisors's Q4 2018 filing shows 90 new, 555 increased, 573 reduced and 135 closed positions. Its largest new stake was iShares Global Healthcare ETF: 91,879 shares worth $5.21M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $70.8M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.7% a quarter earlier, followed by Healthcare and Financials.

  • United Capital Financial Advisors's largest Q4 2018 buy was iShares Global Healthcare ETF: 91,879 shares worth $5.21M.
  • United Capital Financial Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2018, an estimated $326M increase.
  • United Capital Financial Advisors's biggest Q4 2018 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $70.8M.
  • United Capital Financial Advisors fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $26.9M.
  • United Capital Financial Advisors's ten largest holdings make up 24% of its $12.6B portfolio in Q4 2018.
  • United Capital Financial Advisors opened 90 new positions and closed 135 in Q4 2018.
  • United Capital Financial Advisors's portfolio value fell 12% quarter-over-quarter to $12.6B.

Based on United Capital Financial Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.