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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWA icon
1226
BorgWarner
BWA
$14.2B
– –
-6,456
Closed -$323K
CAG icon
1227
Conagra Brands
CAG
$7.14B
– –
-8,895
Closed -$303K
CFG icon
1228
Citizens Financial Group
CFG
$30.7B
– –
-8,148
Closed -$223K
CNX icon
1229
CNX Resources
CNX
$5.35B
– –
-12,120
Closed -$220K
CP icon
1230
Canadian Pacific Kansas City
CP
$80.8B
– –
-40,785
Closed -$1.31M
DBAW icon
1231
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$303M
– –
-10,000
Closed -$254K
DG icon
1232
Dollar General
DG
$26.5B
– –
-5,668
Closed -$441K
DXJ icon
1233
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
– –
-73,100
Closed -$4.18M
ECNS icon
1234
iShares MSCI China Small-Cap ETF
ECNS
$66.3M
– –
-62,827
Closed -$3.63M
EDD
1235
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$382M
– –
-174,844
Closed -$1.51M
EPP icon
1236
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
– –
-71,728
Closed -$3.11M
EVV
1237
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
– –
-65,510
Closed -$882K
EWH icon
1238
iShares MSCI Hong Kong ETF
EWH
$1.21B
– –
-104,180
Closed -$2.35M
EWT icon
1239
iShares MSCI Taiwan ETF
EWT
$11.2B
– –
-75,310
Closed -$2.38M
EWY icon
1240
iShares MSCI South Korea ETF
EWY
$25.9B
– –
-28,404
Closed -$1.56M
FDD icon
1241
First Trust STOXX European Select Dividend Income Fund
FDD
$906M
– –
-35,704
Closed -$458K
FHI icon
1242
Federated Hermes
FHI
$4.7B
– –
-8,003
Closed -$268K
FMC icon
1243
FMC
FMC
$1.3B
– –
-5,785
Closed -$264K
FPF
1244
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
– –
-94,231
Closed -$2.03M
FXR icon
1245
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$765M
– –
-241,956
Closed -$7.22M
GL icon
1246
Globe Life
GL
$14.1B
– –
-8,654
Closed -$504K
GMF icon
1247
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
– –
-3,650
Closed -$322K
GNTX icon
1248
Gentex
GNTX
$5.04B
– –
-207,839
Closed -$3.41M
HBAN icon
1249
Huntington Bancshares
HBAN
$35.9B
– –
-12,605
Closed -$143K
HDB icon
1250
HDFC Bank
HDB
$120B
– –
-54,992
Closed -$832K
48 49
50
51 52

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CLGM
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LCIP
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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.