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UCFA
United Capital Financial Advisors Portfolio holdings
AUM
$16.3B
1-Year Est. Return
16.34%
This Fund
S&P 500
This Quarter
Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
(-3.6%)
Cap. Flow
+$278M
Cap. Flow
% of AUM
3.34%
Top 10 Holdings %
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
|
+$246M |
| 2 |
iShares Short Maturity Bond ETF
NEAR
|
+$233M |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$162M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$105M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$79.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$119M |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$85.8M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$61.7M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$49.9M |
| 5 |
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
|
+$45.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.51% |
| 2 | Healthcare | 6.06% |
| 3 | Financials | 5.84% |
| 4 | Industrials | 4.97% |
| 5 | Energy | 4.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Schwab International Equity ETF
SCHF
$68.5B
| $15.7M | 0.19% |
1,148,440
-203,462
| -15% | -$2.99M |
|
102
Schwab US Large- Cap ETF
SCHX
$74.4B
| $15.6M | 0.19% |
2,048,916
+727,716
| +55% | +$5.89M |
|
|
BSCH
103
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
| $15.5M | 0.19% |
682,373
+26,418
| +4% | +$600K |
|
104
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
| $15.5M | 0.19% |
369,295
+146,919
| +66% | +$6.49M |
|
|
SRCL
105
DELISTED
Stericycle Inc
SRCL
| $15.5M | 0.19% |
111,080
-1,088
| -1% | -$151K |
|
106
Expedia Group
EXPE
$38.7B
| $15.3M | 0.18% |
130,284
-2,121
| -2% | -$244K |
|
107
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
| $15.3M | 0.18% |
452,433
-2,569
| -0.6% | -$91.5K |
|
|
CELG
108
DELISTED
Celgene Corp
CELG
| $15.3M | 0.18% |
141,505
-7,005
| -5% | -$869K |
|
109
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
| $15.3M | 0.18% |
281,682
-27,268
| -9% | -$1.48M |
|
110
RTX Corp
RTX
$302B
| $15.2M | 0.18% |
271,627
+81,797
| +43% | +$5.04M |
|
|
MMP
111
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $15.2M | 0.18% |
252,771
-6,693
| -3% | -$457K |
|
112
Southern Company
SO
$106B
| $15.1M | 0.18% |
338,611
-5,261
| -2% | -$231K |
|
113
Thermo Fisher Scientific
TMO
$222B
| $15.1M | 0.18% |
123,500
-8,586
| -7% | -$1.12M |
|
114
CME Group
CME
$93.7B
| $15.1M | 0.18% |
162,656
+856
| +0.5% | +$81.4K |
|
115
Mondelez International
MDLZ
$78.5B
| $15M | 0.18% |
357,708
-5,537
| -2% | -$239K |
|
116
Becton Dickinson
BDX
$49.2B
| $14.9M | 0.18% |
115,304
-40,854
| -26% | -$5.71M |
|
117
AbbVie
ABBV
$440B
| $14.9M | 0.18% |
273,018
-5,075
| -2% | -$330K |
|
118
Yum! Brands
YUM
$39.4B
| $14.8M | 0.18% |
258,122
-8,629
| -3% | -$522K |
|
119
iShares MBS ETF
MBB
$39B
| $14.8M | 0.18% |
135,234
-234,035
| -63% | -$25.5M |
|
120
Union Pacific
UNP
$174B
| $14.8M | 0.18% |
167,008
+26,434
| +19% | +$2.41M |
|
121
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
| $14.6M | 0.18% |
793,686
+5,164
| +0.7% | +$104K |
|
122
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
| $14.3M | 0.17% |
1,124,999
-20,157
| -2% | -$262K |
|
123
Citigroup
C
$228B
| $14.3M | 0.17% |
287,347
+7,546
| +3% | +$412K |
|
124
iShares S&P 100 ETF
OEF
$20.4B
| $14.1M | 0.17% |
166,472
-3,550
| -2% | -$318K |
|
125
Wells Fargo
WFC
$265B
| $14M | 0.17% |
271,793
+29,637
| +12% | +$1.63M |
|
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United Capital Financial Advisors's Q3 2015 Portfolio in Review
As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.
- United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
- United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
- United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
- United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
- United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
- United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
- United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.
Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.