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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
101
Oracle
ORCL
$435B
$6.92M 0.22%
208,739
-2,121
-1% -$68.8K
C icon
102
Citigroup
C
$227B
$6.83M 0.22%
140,724
-41,198
-23% -$2.08M
ESRX
103
DELISTED
Express Scripts Holding Company
ESRX
$6.81M 0.22%
110,233
-3,947
-3% -$255K
KRFT
104
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$6.77M 0.22%
128,973
+1,522
+1% +$83.4K
MCD icon
105
McDonald's
MCD
$194B
$6.76M 0.22%
70,273
-60,890
-46% -$5.94M
GE icon
106
GE Aerospace
GE
$380B
$6.68M 0.21%
58,315
-246,647
-81% -$28.3M
AFL icon
107
Aflac
AFL
$61.1B
$6.64M 0.21%
214,234
-22,102
-9% -$665K
VB icon
108
Vanguard Morningstar Small-Cap ETF
VB
$82.5B
$6.59M 0.21%
64,321
+59,443
+1,219% +$5.93M
BEAV
109
DELISTED
B/E Aerospace Inc
BEAV
$6.48M 0.21%
121,274
+2,346
+2% +$119K
IDV icon
110
iShares International Select Dividend ETF
IDV
$8.53B
$6.43M 0.2%
177,231
+72,938
+70% +$2.52M
LH icon
111
Labcorp
LH
$26.1B
$6.36M 0.2%
74,660
-2,794
-4% -$235K
VOO icon
112
Vanguard S&P 500 ETF
VOO
$1.03T
$6.32M 0.2%
41,024
-3,676
-8% -$564K
MON
113
DELISTED
Monsanto Co
MON
$6.24M 0.2%
59,766
-1,891
-3% -$190K
VNQ icon
114
Vanguard Real Estate ETF
VNQ
$38.6B
$6.23M 0.2%
94,256
-2,988
-3% -$203K
F icon
115
Ford
F
$55.8B
$6.17M 0.2%
365,808
+268,550
+276% +$4.54M
NVS icon
116
Novartis
NVS
$298B
$6.17M 0.2%
89,757
-11,732
-12% -$776K
BA icon
117
Boeing
BA
$184B
$5.93M 0.19%
50,468
-7,253
-13% -$781K
AGN
118
DELISTED
Allergan Inc
AGN
$5.87M 0.19%
64,914
+417
+0.6% +$37.4K
STI
119
DELISTED
SunTrust Banks, Inc.
STI
$5.83M 0.19%
+179,960
New +$6.09M
CAM
120
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$5.83M 0.19%
+99,881
New +$5.95M
PFF icon
121
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.78M 0.18%
152,075
-295,008
-66% -$11.3M
LLY icon
122
Eli Lilly
LLY
$1.1T
$5.76M 0.18%
114,433
-13,343
-10% -$699K
WM icon
123
Waste Management
WM
$90.6B
$5.75M 0.18%
139,490
-13,079
-9% -$545K
PX
124
DELISTED
Praxair Inc
PX
$5.75M 0.18%
47,810
+1,543
+3% +$183K
RL icon
125
Ralph Lauren
RL
$24.2B
$5.72M 0.18%
+34,742
New +$6.03M
3 4
5
6 7

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.