We are live on ! Find out more
UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+1.95%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$10.3B
AUM Growth
-$1.67M
Cap. Flow
-$99.8M
Cap. Flow %
-0.97%
Top 10 Hldgs %
21.12%
Holding
1,365
New
109
Increased
455
Reduced
631
Closed
115

Top Buys

Rank Stock Value
1
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$172M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.8M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$43.5M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$43M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$41.7M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$55.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$38.6M
3
SOCL icon
Global X Social Media ETF
SOCL
+$37.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$37.2M
5
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 6.34%
2 Financials 5.37%
3 Healthcare 5.36%
4 Industrials 5.13%
5 Energy 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITUB icon
1201
Itaú Unibanco
ITUB
$82.7B
$172K ﹤0.01%
34,392
+5,550
+19% +$28.4K
CS
1202
DELISTED
Credit Suisse Group
CS
$169K ﹤0.01%
11,841
+1,717
+17% +$24.1K
PML
1203
PIMCO Municipal Income Fund II
PML
$496M
$168K ﹤0.01%
13,786
+18
+0.1% +$225
SWN
1204
DELISTED
Southwestern Energy Company
SWN
$168K ﹤0.01%
15,562
+3,749
+32% +$42.9K
WIN
1205
DELISTED
Windstream Holdings Inc
WIN
$168K ﹤0.01%
4,574
+926
+25% +$36.1K
FCT
1206
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$164K ﹤0.01%
11,850
– –
USO icon
1207
United States Oil Fund
USO
$1.8B
$164K ﹤0.01%
1,746
+123
+8% +$10.9K
PDT
1208
John Hancock Premium Dividend Fund
PDT
$627M
$159K ﹤0.01%
10,146
-8,040
-44% -$119K
SJT
1209
San Juan Basin Royalty Trust
SJT
$126M
$158K ﹤0.01%
23,802
– –
NTX
1210
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$156K ﹤0.01%
+11,350
New +$162K
MFIC icon
1211
MidCap Financial Investment
MFIC
$804M
$155K ﹤0.01%
8,816
+255
+3% +$4.57K
CSIQ icon
1212
Canadian Solar
CSIQ
$1.08B
$152K ﹤0.01%
12,491
-3,756
-23% -$49.1K
EVV
1213
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$147K ﹤0.01%
+10,724
New +$144K
GER
1214
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$144K ﹤0.01%
+2,222
New +$140K
AUO
1215
DELISTED
AU Optronics Corp
AUO
$142K ﹤0.01%
40,077
+8,151
+26% +$30.1K
SAN icon
1216
Banco Santander
SAN
$210B
$141K ﹤0.01%
28,388
+7,443
+36% +$33.9K
ABEV icon
1217
Ambev
ABEV
$43.8B
$140K ﹤0.01%
28,440
+4,787
+20% +$25.8K
FSP
1218
Franklin Street Properties
FSP
$45.8M
$136K ﹤0.01%
10,475
– –
CSQ icon
1219
Calamos Strategic Total Return Fund
CSQ
$3.35B
$130K ﹤0.01%
12,695
– –
NBSE
1220
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$130K ﹤0.01%
216
– –
BBD icon
1221
Banco Bradesco
BBD
$35B
$129K ﹤0.01%
+28,709
New +$135K
IBN icon
1222
ICICI Bank
IBN
$107B
$129K ﹤0.01%
18,877
+3,731
+25% +$26.6K
SABA
1223
Saba Capital Income & Opportunities Fund II
SABA
$222M
$124K ﹤0.01%
9,541
-2,696
-22% -$34K
CYH icon
1224
Community Health Systems
CYH
$400M
$112K ﹤0.01%
20,099
+6,303
+46% +$43.8K
BAC.WS.B
1225
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$103K ﹤0.01%
107,680
-63,000
-37% -$31.2K
47 48
49
50 51

Similar funds

LCOV
London Company of Virginia Richmond, Virginia $16.2B AUM 17.5% 1-Year Est. Return
IG
ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return
EIP
Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return
CI
Clal Insurance Tel-Aviv, Israel $16.6B AUM 68.34% 1-Year Est. Return
MG
Marex Group London $15.8B AUM 31.44% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
CLGM
Capitolis Liquid Global Markets New York $15.7B AUM 30.78% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $15.7B AUM

United Capital Financial Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, United Capital Financial Advisors held 1,365 positions worth $10.3B, down 0.02% from $10.3B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors's Q4 2016 filing shows 109 new, 455 increased, 631 reduced and 115 closed positions. Its largest new stake was iShares MSCI Australia ETF: 1,632,644 shares worth $33M. The largest sale was iShares Russell 2000 ETF, an estimated $55.9M.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.4% a quarter earlier, followed by Financials and Healthcare.

  • United Capital Financial Advisors's largest Q4 2016 buy was iShares MSCI Australia ETF: 1,632,644 shares worth $33M.
  • United Capital Financial Advisors added most to Vanguard Long-Term Corporate Bond ETF in Q4 2016, an estimated $172M increase.
  • United Capital Financial Advisors's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $55.9M.
  • United Capital Financial Advisors fully exited Global X Social Media ETF in Q4 2016, selling an estimated $37.9M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $10.3B portfolio in Q4 2016.
  • United Capital Financial Advisors opened 109 new positions and closed 115 in Q4 2016.
  • United Capital Financial Advisors's portfolio value fell 0.02% quarter-over-quarter to $10.3B.

Based on United Capital Financial Advisors's 13F filing for Q4 2016, filed 15 Feb 2017.