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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.43%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$10.3B
AUM Growth
+$481M
Cap. Flow
+$101M
Cap. Flow %
0.98%
Top 10 Hldgs %
20.02%
Holding
1,358
New
110
Increased
562
Reduced
508
Closed
102

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$275M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$204M
3
MBB icon
iShares MBS ETF
MBB
+$120M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$39.7M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$39.2M

Top Sells

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$376M
2
HRI icon
Herc Holdings
HRI
+$250M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$126M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$105M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$94.4M

Sector Composition

Rank Sector Weight
1 Technology 6.39%
2 Healthcare 5.96%
3 Industrials 4.95%
4 Financials 4.63%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CY
1201
DELISTED
Cypress Semiconductor
CY
$162K ﹤0.01%
+13,310
New +$152K
CYH icon
1202
Community Health Systems
CYH
$400M
$159K ﹤0.01%
+13,796
New +$159K
NOK icon
1203
Nokia
NOK
$52.7B
$156K ﹤0.01%
26,940
-759
-3% -$4.31K
MTUS icon
1204
Metallus
MTUS
$900M
$155K ﹤0.01%
14,792
-4,094
-22% -$40.7K
SABA
1205
Saba Capital Income & Opportunities Fund II
SABA
$222M
$153K ﹤0.01%
12,237
+2,657
+28% +$33.9K
WT icon
1206
WisdomTree
WT
$3.33B
$153K ﹤0.01%
14,910
-2,109
-12% -$22K
KN icon
1207
Knowles
KN
$3.29B
$152K ﹤0.01%
10,805
-1,864
-15% -$26.4K
CMO
1208
DELISTED
Capstead Mortgage Corp.
CMO
$152K ﹤0.01%
16,111
-781
-5% -$7.78K
MFIC icon
1209
MidCap Financial Investment
MFIC
$804M
$149K ﹤0.01%
8,561
-2,260
-21% -$39.6K
SGMO
1210
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$149K ﹤0.01%
32,214
– –
HTGC icon
1211
Hercules Capital
HTGC
$3.12B
$145K ﹤0.01%
+10,677
New +$142K
ABEV icon
1212
Ambev
ABEV
$43.8B
$144K ﹤0.01%
23,653
+1,939
+9% +$11.6K
USO icon
1213
United States Oil Fund
USO
$1.8B
$142K ﹤0.01%
1,623
+229
+16% +$19.2K
SJT
1214
San Juan Basin Royalty Trust
SJT
$126M
$140K ﹤0.01%
23,802
– –
ITUB icon
1215
Itaú Unibanco
ITUB
$82.7B
$139K ﹤0.01%
28,842
+816
+3% +$3.86K
TSI
1216
TCW Strategic Income Fund
TSI
$213M
$138K ﹤0.01%
26,049
-41,061
-61% -$221K
ANW
1217
DELISTED
Aegean Marine Petroleum Network
ANW
$136K ﹤0.01%
13,606
-4,210
-24% -$35K
DDF
1218
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$134K ﹤0.01%
13,513
-22,025
-62% -$219K
CS
1219
DELISTED
Credit Suisse Group
CS
$133K ﹤0.01%
+10,124
New +$123K
AV
1220
DELISTED
Aviva Plc
AV
$133K ﹤0.01%
11,527
+1,095
+10% +$11.9K
FSP
1221
Franklin Street Properties
FSP
$45.8M
$132K ﹤0.01%
10,475
-8,500
-45% -$107K
CSQ icon
1222
Calamos Strategic Total Return Fund
CSQ
$3.35B
$131K ﹤0.01%
12,695
+1,000
+9% +$10.4K
COOP
1223
DELISTED
Mr. Cooper
COOP
$117K ﹤0.01%
4,167
– –
AUO
1224
DELISTED
AU Optronics Corp
AUO
$117K ﹤0.01%
31,926
+2,150
+7% +$8.24K
CDZI icon
1225
Cadiz
CDZI
$299M
$115K ﹤0.01%
+15,548
New +$111K
47 48
49
50 51

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IG
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EIP
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CI
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MG
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Macquarie Group
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CLGM
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LCIP
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United Capital Financial Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, United Capital Financial Advisors held 1,358 positions worth $10.3B, up 4.9% from $9.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

United Capital Financial Advisors's Q3 2016 filing shows 110 new, 562 increased, 508 reduced and 102 closed positions. Its largest new stake was Vanguard Total International Bond ETF: 700,896 shares worth $39.3M. The largest sale was iShares Short Maturity Bond ETF, an estimated $376M.

By sector, the portfolio is most concentrated in Technology at 6.4% of assets, up from 6% a quarter earlier, followed by Healthcare and Industrials.

  • United Capital Financial Advisors's largest Q3 2016 buy was Vanguard Total International Bond ETF: 700,896 shares worth $39.3M.
  • United Capital Financial Advisors added most to iShares US Treasury Bond ETF in Q3 2016, an estimated $275M increase.
  • United Capital Financial Advisors's biggest Q3 2016 reduction was iShares Short Maturity Bond ETF, cutting an estimated $376M.
  • United Capital Financial Advisors fully exited Herc Holdings in Q3 2016, selling an estimated $250M.
  • United Capital Financial Advisors's ten largest holdings make up 20% of its $10.3B portfolio in Q3 2016.
  • United Capital Financial Advisors opened 110 new positions and closed 102 in Q3 2016.
  • United Capital Financial Advisors's portfolio value rose 4.9% quarter-over-quarter to $10.3B.

Based on United Capital Financial Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.