We are live on ! Find out more
UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROYT
1201
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$31K ﹤0.01%
+15,000
New +$42.8K
AUY
1202
DELISTED
Yamana Gold, Inc.
AUY
$30K ﹤0.01%
17,826
-6,229
-26% -$12.7K
GSAT icon
1203
Globalstar
GSAT
$10.8B
$26K ﹤0.01%
1,114
+115
+12% +$3.24K
ZNGA
1204
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$23K ﹤0.01%
10,033
– –
GDP
1205
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$19K ﹤0.01%
32,718
– –
PLUR icon
1206
Pluri
PLUR
$18.9M
$18K ﹤0.01%
125
– –
BTU
1207
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$17K ﹤0.01%
+824
New +$18.6K
ATEC icon
1208
Alphatec Holdings
ATEC
$1.43B
$16K ﹤0.01%
4,162
– –
NBG
1209
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$5K ﹤0.01%
+10,000
New +$8.13K
PED icon
1210
PEDEVCO
PED
$152M
$4K ﹤0.01%
73
– –
CGRN
1211
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$3K ﹤0.01%
50
– –
PRKR
1212
DELISTED
Parkervision Inc
PRKR
$2K ﹤0.01%
1,200
– –
AEG icon
1213
Aegon
AEG
$13.9B
– –
-14,324
Closed -$75K
AIA icon
1214
iShares Asia 50 ETF
AIA
$5.04B
– –
-17,484
Closed -$879K
ANSS
1215
DELISTED
Ansys
ANSS
– –
-46,347
Closed -$4.23M
ASX icon
1216
ASE Group
ASX
$103B
– –
-393,018
Closed -$2.59M
ATI icon
1217
ATI
ATI
$31.8B
– –
-137,417
Closed -$4.15M
BAP icon
1218
Credicorp
BAP
$30.1B
– –
-5,509
Closed -$765K
BCS icon
1219
Barclays
BCS
$94.3B
– –
-39,091
Closed -$600K
BEN icon
1220
Franklin Resources
BEN
$17.1B
– –
-5,049
Closed -$248K
BFH icon
1221
Bread Financial
BFH
$4.41B
– –
-1,010
Closed -$235K
BHP icon
1222
BHP
BHP
$230B
– –
-6,401
Closed -$232K
BKD icon
1223
Brookdale Senior Living
BKD
$3.06B
– –
-6,800
Closed -$236K
BNS icon
1224
Scotiabank
BNS
$110B
– –
-6,867
Closed -$339K
BTZ icon
1225
BlackRock Credit Allocation Income Trust
BTZ
$954M
– –
-57,416
Closed -$727K
47 48
49
50 51

Similar funds

LCOV
London Company of Virginia Richmond, Virginia $16.2B AUM 17.5% 1-Year Est. Return
IG
ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return
EIP
Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return
CI
Clal Insurance Tel-Aviv, Israel $16.6B AUM 68.34% 1-Year Est. Return
MG
Marex Group London $15.8B AUM 31.44% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
CLGM
Capitolis Liquid Global Markets New York $15.7B AUM 30.78% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $15.7B AUM

United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.