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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBN icon
1176
ICICI Bank
IBN
$107B
$111K ﹤0.01%
14,610
-79,857
-85% -$682K
SCU
1177
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$111K ﹤0.01%
1,275
– –
CSQ icon
1178
Calamos Strategic Total Return Fund
CSQ
$3.38B
$108K ﹤0.01%
11,663
-500
-4% -$5.16K
CSR
1179
Centerspace
CSR
$923M
$107K ﹤0.01%
1,379
– –
DALN
1180
DELISTED
DallasNews
DALN
$106K ﹤0.01%
5,358
-436
-8% -$8.73K
LEO
1181
BNY Mellon Strategic Municipals
LEO
$389M
$104K ﹤0.01%
12,726
+1,667
+15% +$13.4K
LYG icon
1182
Lloyds Banking Group
LYG
$89.5B
$101K ﹤0.01%
22,060
+2,602
+13% +$13K
EVF
1183
Eaton Vance Senior Income Trust
EVF
$92.1M
$98K ﹤0.01%
16,740
– –
TTMI icon
1184
TTM Technologies
TTMI
$14.6B
$97K ﹤0.01%
15,516
– –
MNKD icon
1185
MannKind Corp
MNKD
$1.25B
$96K ﹤0.01%
5,970
+20
+0.3% +$425
GAB icon
1186
Gabelli Equity Trust
GAB
$1.8B
$92K ﹤0.01%
18,225
-2,722
-13% -$15.5K
BAC.WS.B
1187
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$92K ﹤0.01%
328,580
+600
+0.2% +$252
AMKR icon
1188
Amkor Technology
AMKR
$14.1B
$90K ﹤0.01%
20,000
– –
CIE
1189
DELISTED
Cobalt International Energy, Inc
CIE
$88K ﹤0.01%
829
-32
-4% -$3.9K
FTR
1190
DELISTED
Frontier Communications Corp.
FTR
$83K ﹤0.01%
1,159
+297
+34% +$22.5K
CLF icon
1191
Cleveland-Cliffs
CLF
$6.95B
$82K ﹤0.01%
33,500
+4,000
+14% +$12.8K
SDRL
1192
DELISTED
Seadrill Limited Common Stock
SDRL
$81K ﹤0.01%
51
– –
EAD
1193
Allspring Income Opportunities Fund
EAD
$380M
$79K ﹤0.01%
10,400
– –
FCH
1194
DELISTED
Felcor Lodging Trust
FCH
$78K ﹤0.01%
+11,073
New +$98.3K
BIOA
1195
DELISTED
BioAmber Inc.
BIOA
$76K ﹤0.01%
14,200
– –
CCEC
1196
Capital Clean Energy Carriers
CCEC
$1.35B
$65K ﹤0.01%
+1,501
New +$76.1K
MHR
1197
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$58K ﹤0.01%
169,649
-18,973
-10% -$17.5K
ATRS
1198
DELISTED
Antares Pharma, Inc.
ATRS
$50K ﹤0.01%
+29,124
New +$57.1K
SQNM
1199
DELISTED
SEQUENOM INC NEW
SQNM
$38K ﹤0.01%
21,750
– –
RNDY
1200
DELISTED
ROUNDYS INC COM STK
RNDY
$32K ﹤0.01%
13,900
+2,000
+17% +$5.31K
46 47
48
49 50

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.