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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUNE
1151
DELISTED
SUNEDISON, INC COM
SUNE
$167K ﹤0.01%
23,301
-750
-3% -$13.4K
SABA
1152
Saba Capital Income & Opportunities Fund II
SABA
$222M
$166K ﹤0.01%
13,645
-830
-6% -$10.9K
PML
1153
PIMCO Municipal Income Fund II
PML
$498M
$162K ﹤0.01%
13,504
+2,222
+20% +$26.3K
PGLC
1154
DELISTED
Pershing Gold Corporation. Common Stock
PGLC
$162K ﹤0.01%
+42,222
New +$203K
SWN
1155
DELISTED
Southwestern Energy Company
SWN
$161K ﹤0.01%
12,688
-252
-2% -$4.38K
BDJ icon
1156
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$159K ﹤0.01%
22,063
+7,680
+53% +$58.8K
FHN icon
1157
First Horizon
FHN
$12.1B
$157K ﹤0.01%
11,049
-33
-0.3% -$499
TDW icon
1158
Tidewater
TDW
$4.51B
$154K ﹤0.01%
363
-20
-5% -$11.5K
CEF icon
1159
Sprott Physical Gold and Silver Trust
CEF
$8.35B
$152K ﹤0.01%
14,373
– –
USMD
1160
DELISTED
USMD HLDGS INC COM STK (DE)
USMD
$151K ﹤0.01%
20,969
– –
COBZ
1161
DELISTED
CoBiz Financial,Inc
COBZ
$150K ﹤0.01%
11,549
– –
CBB
1162
DELISTED
Cincinnati Bell Inc.
CBB
$143K ﹤0.01%
9,181
-749
-8% -$13.6K
REI icon
1163
Ring Energy
REI
$352M
$142K ﹤0.01%
14,378
+900
+7% +$8.6K
SIRI icon
1164
SiriusXM
SIRI
$9.47B
$138K ﹤0.01%
3,682
+1,280
+53% +$49.1K
RCAP
1165
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$138K ﹤0.01%
+170,321
New +$569K
PZN
1166
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$137K ﹤0.01%
15,375
– –
COOP
1167
DELISTED
Mr. Cooper
COOP
$130K ﹤0.01%
+4,167
New +$132K
FT
1168
Franklin Universal Trust
FT
$198M
$128K ﹤0.01%
21,600
– –
RKUS
1169
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$123K ﹤0.01%
10,329
+252
+3% +$2.83K
BBVA icon
1170
Banco Bilbao Vizcaya Argentaria
BBVA
$158B
$122K ﹤0.01%
15,145
-71
-0.5% -$642
IRC
1171
DELISTED
INLAND REAL ESTATE CORP
IRC
$120K ﹤0.01%
14,800
– –
PPT
1172
Franklin Premier Income Trust
PPT
$331M
$117K ﹤0.01%
23,830
-287,691
-92% -$1.44M
WFT
1173
DELISTED
Weatherford International plc
WFT
$115K ﹤0.01%
13,588
-54,687
-80% -$553K
ALTO icon
1174
Alto Ingredients
ALTO
$320M
$114K ﹤0.01%
17,590
– –
AGEN
1175
Agenus
AGEN
$317M
$111K ﹤0.01%
1,234
– –
45 46
47
48 49

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EIP
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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.