UCFA

United Capital Financial Advisors Portfolio holdings

AUM $12.4B
1-Year Return 14.22%
This Quarter Return
-5.75%
1 Year Return
+14.22%
3 Year Return
+51.99%
5 Year Return
+82.17%
10 Year Return
+172.16%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$280M
Cap. Flow %
3.36%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$237M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$106M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$80.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$57.3M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$45.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.1M

Sector Composition

1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SUNE
1151
DELISTED
SUNEDISON, INC COM
SUNE
$167K ﹤0.01%
23,301
-750
-3% -$5.38K
SABA
1152
Saba Capital Income & Opportunities Fund II
SABA
$255M
$166K ﹤0.01%
13,645
-830
-6% -$10.1K
PML
1153
PIMCO Municipal Income Fund II
PML
$502M
$162K ﹤0.01%
13,504
+2,222
+20% +$26.7K
PGLC
1154
DELISTED
Pershing Gold Corporation. Common Stock
PGLC
$162K ﹤0.01%
+42,222
New +$162K
SWN
1155
DELISTED
Southwestern Energy Company
SWN
$161K ﹤0.01%
12,688
-252
-2% -$3.2K
BDJ icon
1156
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$159K ﹤0.01%
22,063
+7,680
+53% +$55.3K
FHN icon
1157
First Horizon
FHN
$11.4B
$157K ﹤0.01%
11,049
-33
-0.3% -$469
TDW icon
1158
Tidewater
TDW
$2.93B
$154K ﹤0.01%
363
-20
-5% -$8.49K
CEF icon
1159
Sprott Physical Gold and Silver Trust
CEF
$6.61B
$152K ﹤0.01%
14,373
– –
USMD
1160
DELISTED
USMD HLDGS INC COM STK (DE)
USMD
$151K ﹤0.01%
20,969
– –
COBZ
1161
DELISTED
CoBiz Financial,Inc
COBZ
$150K ﹤0.01%
11,549
– –
CBB
1162
DELISTED
Cincinnati Bell Inc.
CBB
$143K ﹤0.01%
9,181
-749
-8% -$11.7K
REI icon
1163
Ring Energy
REI
$219M
$142K ﹤0.01%
14,378
+900
+7% +$8.89K
SIRI icon
1164
SiriusXM
SIRI
$7.84B
$138K ﹤0.01%
3,682
+1,280
+53% +$48K
RCAP
1165
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$138K ﹤0.01%
+170,321
New +$138K
PZN
1166
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$137K ﹤0.01%
15,375
– –
COOP icon
1167
Mr. Cooper
COOP
$14.1B
$130K ﹤0.01%
+4,167
New +$130K
FT
1168
Franklin Universal Trust
FT
$200M
$128K ﹤0.01%
21,600
– –
RKUS
1169
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$123K ﹤0.01%
10,329
+252
+3% +$3K
BBVA icon
1170
Banco Bilbao Vizcaya Argentaria
BBVA
$110B
$122K ﹤0.01%
15,145
-71
-0.5% -$572
IRC
1171
DELISTED
INLAND REAL ESTATE CORP
IRC
$120K ﹤0.01%
14,800
– –
PPT
1172
Putnam Premier Income Trust
PPT
$355M
$117K ﹤0.01%
23,830
-287,691
-92% -$1.41M
WFT
1173
DELISTED
Weatherford International plc
WFT
$115K ﹤0.01%
13,588
-54,687
-80% -$463K
ALTO icon
1174
Alto Ingredients
ALTO
$91.3M
$114K ﹤0.01%
17,590
– –
AGEN
1175
Agenus
AGEN
$143M
$111K ﹤0.01%
1,234
– –
45 46
47
48 49