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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAVE
1126
DELISTED
Spirit Airlines, Inc.
SAVE
$208K ﹤0.01%
+4,388
New +$246K
CMCSK
1127
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$208K ﹤0.01%
3,639
-437
-11% -$25K
LUV icon
1128
Southwest Airlines
LUV
$21.9B
$207K ﹤0.01%
+5,434
New +$201K
MDR
1129
DELISTED
McDermott International
MDR
$207K ﹤0.01%
+16,021
New +$220K
UAL icon
1130
United Airlines
UAL
$40.5B
$206K ﹤0.01%
+3,890
New +$219K
SRC
1131
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$204K ﹤0.01%
4,982
-5
-0.1% -$221
NVG icon
1132
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$202K ﹤0.01%
14,500
– –
BPT
1133
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$201K ﹤0.01%
4,885
-205
-4% -$10K
FTI icon
1134
TechnipFMC
FTI
$29.8B
$201K ﹤0.01%
8,701
-73
-0.8% -$1.84K
MIN
1135
Aberdeen Intermediate Income Fund
MIN
$280M
$200K ﹤0.01%
44,052
-3,174
-7% -$14.5K
NMR icon
1136
Nomura Holdings
NMR
$29.1B
$198K ﹤0.01%
33,936
+2,711
+9% +$17.9K
FBSS
1137
DELISTED
Fauquier Bankshares Inc
FBSS
$195K ﹤0.01%
13,912
– –
DBC icon
1138
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$191K ﹤0.01%
12,634
-2,111
-14% -$33.2K
PCI
1139
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$186K ﹤0.01%
+10,200
New +$196K
PHK
1140
PIMCO High Income Fund
PHK
$875M
$185K ﹤0.01%
24,815
+1,809
+8% +$16.4K
MGI
1141
DELISTED
MoneyGram International, Inc. New
MGI
$184K ﹤0.01%
22,946
-2,136
-9% -$19K
SGMO
1142
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$182K ﹤0.01%
32,214
– –
ALNT icon
1143
Allient
ALNT
$1.92B
$178K ﹤0.01%
+15,000
New +$195K
CSG
1144
DELISTED
CHAMBERS STR PPTYS COM
CSG
$177K ﹤0.01%
27,228
-4,400
-14% -$31.4K
OLN icon
1145
Olin
OLN
$2.13B
$175K ﹤0.01%
10,399
-857
-8% -$18.1K
MUI
1146
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$174K ﹤0.01%
12,500
+2,500
+25% +$34.5K
HALO icon
1147
Halozyme
HALO
$11.5B
$172K ﹤0.01%
12,843
– –
ERIC icon
1148
Ericsson
ERIC
$33.7B
$171K ﹤0.01%
17,480
+506
+3% +$5.12K
SITC icon
1149
SITE Centers
SITC
$156M
$171K ﹤0.01%
+8,636
New +$176K
REFR icon
1150
Research Frontiers
REFR
$17.1M
$170K ﹤0.01%
33,477
– –
44 45
46
47 48

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.