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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+10.1%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$12.1B
AUM Growth
-$3.21B
Cap. Flow
-$4.39B
Cap. Flow %
-36.4%
Top 10 Hldgs %
31.1%
Holding
1,141
New
311
Increased
249
Reduced
497
Closed
81

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$214M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$190M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$83.7M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$73.1M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$61M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$794M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$339M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$211M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$160M
5
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$134M

Sector Composition

Rank Sector Weight
1 Technology 11.89%
2 Financials 6.13%
3 Healthcare 5.55%
4 Industrials 4.41%
5 Consumer Discretionary 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUA icon
1101
BlackRock MuniAssets Fund
MUA
$521M
– –
-16,169
Closed -$146K
NAD icon
1102
Nuveen Quality Municipal Income Fund
NAD
$2.75B
– –
-116,051
Closed -$1.18M
NEA icon
1103
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
– –
-97,150
Closed -$940K
NTES icon
1104
NetEase
NTES
$79.5B
– –
-2,162
Closed -$217K
NZF icon
1105
Nuveen Municipal Credit Income Fund
NZF
$2.42B
– –
-103,753
Closed -$1.08M
OIS icon
1106
Oil States International
OIS
$536M
– –
-10,369
Closed -$86.8K
OXY.WS icon
1107
Occidental Petroleum Corp Warrants
OXY.WS
$34.4B
– –
-6,622
Closed -$286K
PESI icon
1108
Perma-Fix Environmental Services
PESI
$412M
– –
-25,000
Closed -$261K
PGX icon
1109
Invesco Preferred ETF
PGX
$3.76B
– –
-18,914
Closed -$207K
PHO icon
1110
Invesco Water Resources ETF
PHO
$2.06B
– –
-6,214
Closed -$330K
PHK
1111
PIMCO High Income Fund
PHK
$875M
– –
-12,635
Closed -$55.8K
PML
1112
PIMCO Municipal Income Fund II
PML
$497M
– –
-20,875
Closed -$161K
PNNT
1113
Pennant Park Investment Corp
PNNT
$249M
– –
-50,000
Closed -$329K
RSPT icon
1114
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.95B
– –
-8,708
Closed -$245K
RXO icon
1115
RXO
RXO
$3.75B
– –
-38,318
Closed -$756K
SBRA icon
1116
Sabra Healthcare REIT
SBRA
$5.16B
– –
-24,701
Closed -$344K
SBR
1117
Sabine Royalty Trust
SBR
$1.06B
– –
-8,157
Closed -$538K
SDVY icon
1118
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
– –
-9,125
Closed -$258K
SEDG icon
1119
SolarEdge
SEDG
$1.97B
– –
-1,585
Closed -$205K
SPSB icon
1120
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
– –
-41,427
Closed -$1.21M
STWD icon
1121
Starwood Property Trust
STWD
$6.09B
– –
-11,949
Closed -$231K
SUSA icon
1122
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
– –
-13,174
Closed -$1.19M
TPCS icon
1123
TechPrecision Corp
TPCS
$48.3M
– –
-12,500
Closed -$90.8K
USRT icon
1124
iShares Core US REIT ETF
USRT
$4.58B
– –
-4,638
Closed -$219K
VABK icon
1125
Virginia National Bankshares
VABK
$257M
– –
-6,912
Closed -$210K
42 43 44
45
46

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CLGM
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LCIP
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United Capital Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, United Capital Financial Advisors held 1,141 positions worth $12.1B, down 21% from $15.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

United Capital Financial Advisors withdrew a net $4.39B in Q4 2023, closing 81 positions and reducing 497 holdings. Its most notable exit was Invesco BulletShares 2023 High Yield Corporate Bond ETF, an estimated $17.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, United Capital Financial Advisors opened a new position in iShares Investment Grade Systematic Bond ETF worth $12.2M.

  • United Capital Financial Advisors's largest Q4 2023 buy was iShares Investment Grade Systematic Bond ETF: 269,006 shares worth $12.2M.
  • United Capital Financial Advisors added most to iShares Core S&P 500 ETF in Q4 2023, an estimated $214M increase.
  • United Capital Financial Advisors's biggest Q4 2023 reduction was Vanguard S&P 500 ETF, cutting an estimated $794M.
  • United Capital Financial Advisors fully exited Invesco BulletShares 2023 High Yield Corporate Bond ETF in Q4 2023, selling an estimated $17.2M.
  • United Capital Financial Advisors's ten largest holdings make up 31% of its $12.1B portfolio in Q4 2023.
  • United Capital Financial Advisors opened 311 new positions and closed 81 in Q4 2023.
  • United Capital Financial Advisors's portfolio value fell 21% quarter-over-quarter to $12.1B.

Based on United Capital Financial Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.