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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AA icon
1101
Alcoa
AA
$13.1B
$233K ﹤0.01%
10,018
+31
+0.3% +$726
BCS.PRD.CL
1102
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$233K ﹤0.01%
+8,994
New +$234K
ALXN
1103
DELISTED
Alexion Pharmaceuticals
ALXN
$232K ﹤0.01%
1,484
+249
+20% +$45.4K
BCR
1104
DELISTED
CR Bard Inc.
BCR
$232K ﹤0.01%
1,243
-75
-6% -$14.2K
JD icon
1105
JD.com
JD
$39.6B
$229K ﹤0.01%
+8,774
New +$254K
DJP icon
1106
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$814M
$228K ﹤0.01%
9,333
-4,195
-31% -$107K
GAL icon
1107
State Street Global Allocation ETF
GAL
$316M
$226K ﹤0.01%
+6,950
New +$237K
MLKN icon
1108
MillerKnoll
MLKN
$1.62B
$226K ﹤0.01%
7,821
-2,000
-20% -$56.3K
GRC icon
1109
Gorman-Rupp
GRC
$2.11B
$225K ﹤0.01%
9,375
– –
ANDX
1110
DELISTED
Andeavor Logistics LP
ANDX
$225K ﹤0.01%
5,000
– –
MFIC icon
1111
MidCap Financial Investment
MFIC
$811M
$223K ﹤0.01%
13,561
-1
-0% -$20
NLY icon
1112
Annaly Capital Management
NLY
$17.6B
$222K ﹤0.01%
5,632
+1,327
+31% +$53K
ASH icon
1113
Ashland
ASH
$3.36B
$221K ﹤0.01%
4,482
-13
-0.3% -$707
FSP
1114
Franklin Street Properties
FSP
$46.4M
$220K ﹤0.01%
20,475
-3,500
-15% -$39.1K
PALL icon
1115
abrdn Physical Palladium Shares ETF
PALL
$648M
$219K ﹤0.01%
+17,395
New +$207K
MDVN
1116
DELISTED
MEDIVATION, INC.
MDVN
$219K ﹤0.01%
5,152
-10
-0.2% -$495
MORT icon
1117
VanEck Mortgage REIT Income ETF
MORT
$376M
$218K ﹤0.01%
+10,612
New +$229K
NBL
1118
DELISTED
Noble Energy, Inc.
NBL
$218K ﹤0.01%
7,212
+228
+3% +$7.85K
FE icon
1119
FirstEnergy
FE
$27.1B
$217K ﹤0.01%
+6,922
New +$226K
LNKD
1120
DELISTED
LinkedIn Corporation
LNKD
$216K ﹤0.01%
+1,138
New +$226K
USIG icon
1121
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$213K ﹤0.01%
+3,936
New +$213K
SLV icon
1122
iShares Silver Trust
SLV
$31.3B
$211K ﹤0.01%
15,186
-830
-5% -$11.8K
KMI.WS
1123
DELISTED
Kinder Morgan Inc
KMI.WS
$210K ﹤0.01%
227,757
+26,064
+13% +$40.1K
BHB icon
1124
Bar Harbor Bankshares
BHB
$681M
$209K ﹤0.01%
9,780
-18
-0.2% -$398
IXC icon
1125
iShares Global Energy ETF
IXC
$2.74B
$208K ﹤0.01%
7,266
-280
-4% -$8.81K
43 44
45
46 47

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CLGM
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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.