UCFA

United Capital Financial Advisors Portfolio holdings

AUM $12.4B
1-Year Return 14.22%
This Quarter Return
+3.07%
1 Year Return
+14.22%
3 Year Return
+51.99%
5 Year Return
+82.17%
10 Year Return
+172.16%
AUM
$6.68B
AUM Growth
+$920M
Cap. Flow
+$783M
Cap. Flow %
11.72%
Top 10 Hldgs %
16.1%
Holding
1,236
New
139
Increased
642
Reduced
299
Closed
88

Top Buys

1
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$84.9M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$75.6M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$50.7M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$46.1M
5
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$44.3M

Top Sells

1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$79.7M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$36.3M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$31.8M
4
BWX icon
SPDR Bloomberg Barclays International Treasury Bond ETF
BWX
+$26.6M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$24.4M

Sector Composition

1 Technology 7.24%
2 Healthcare 6.55%
3 Financials 6.36%
4 Energy 6.04%
5 Industrials 5.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PZN
1101
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$145K ﹤0.01%
15,375
-229
-1% -$2.16K
AMKR icon
1102
Amkor Technology
AMKR
$6.29B
$142K ﹤0.01%
20,000
– –
SGU icon
1103
Star Group
SGU
$387M
$142K ﹤0.01%
+23,326
New +$142K
PVA
1104
DELISTED
PENN VIRGINIA CORP
PVA
$141K ﹤0.01%
+21,071
New +$141K
COBZ
1105
DELISTED
CoBiz Financial,Inc
COBZ
$141K ﹤0.01%
10,705
– –
MNKD icon
1106
MannKind Corp
MNKD
$1.71B
$140K ﹤0.01%
5,350
+200
+4% +$5.23K
NMR icon
1107
Nomura Holdings
NMR
$22B
$140K ﹤0.01%
+24,626
New +$140K
AWF
1108
AllianceBernstein Global High Income Fund
AWF
$968M
$138K ﹤0.01%
11,099
– –
CSQ icon
1109
Calamos Strategic Total Return Fund
CSQ
$3.07B
$134K ﹤0.01%
11,707
– –
CSR
1110
Centerspace
CSR
$979M
$132K ﹤0.01%
+1,618
New +$132K
GAB icon
1111
Gabelli Equity Trust
GAB
$1.94B
$131K ﹤0.01%
20,947
+4,716
+29% +$29.5K
PML
1112
PIMCO Municipal Income Fund II
PML
$502M
$131K ﹤0.01%
11,000
– –
ACG
1113
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$126K ﹤0.01%
16,889
– –
DALN icon
1114
DallasNews
DALN
$76.5M
$121K ﹤0.01%
+2,907
New +$121K
BIOA
1115
DELISTED
BioAmber Inc.
BIOA
$121K ﹤0.01%
+14,365
New +$121K
CIE
1116
DELISTED
Cobalt International Energy, Inc
CIE
$121K ﹤0.01%
906
-2,394
-73% -$320K
RKUS
1117
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$121K ﹤0.01%
10,077
– –
BDJ icon
1118
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$117K ﹤0.01%
+14,383
New +$117K
CEF icon
1119
Sprott Physical Gold and Silver Trust
CEF
$6.61B
$116K ﹤0.01%
+10,050
New +$116K
OVLY icon
1120
Oak Valley Bancorp
OVLY
$244M
$116K ﹤0.01%
11,435
-12,334
-52% -$125K
NLY icon
1121
Annaly Capital Management
NLY
$14.1B
$108K ﹤0.01%
2,506
-2,379
-49% -$103K
HALO icon
1122
Halozyme
HALO
$8.99B
$105K ﹤0.01%
10,837
+837
+8% +$8.11K
EVF
1123
Eaton Vance Senior Income Trust
EVF
$100M
$104K ﹤0.01%
16,740
-3,900
-19% -$24.2K
LUB
1124
DELISTED
Luby's Inc.
LUB
$97K ﹤0.01%
21,352
-1,705
-7% -$7.75K
CPE
1125
DELISTED
Callon Petroleum Company
CPE
$88K ﹤0.01%
+1,609
New +$88K
43 44
45
46 47