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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+3.07%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$6.68B
AUM Growth
+$920M
Cap. Flow
+$776M
Cap. Flow %
11.62%
Top 10 Hldgs %
16.1%
Holding
1,236
New
139
Increased
642
Reduced
299
Closed
88

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$84.9M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$75.8M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$52.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$46.1M
5
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$44.3M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$79.7M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$35.5M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$31.1M
4
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$27.3M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$24.6M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Healthcare 6.55%
3 Financials 6.39%
4 Energy 6.04%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PZN
1101
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$145K ﹤0.01%
15,375
-229
-1% -$2.16K
AMKR icon
1102
Amkor Technology
AMKR
$13.3B
$142K ﹤0.01%
20,000
– –
SGU icon
1103
Star Group
SGU
$417M
$142K ﹤0.01%
+23,326
New +$142K
PVA
1104
DELISTED
PENN VIRGINIA CORP
PVA
$141K ﹤0.01%
+21,071
New +$159K
COBZ
1105
DELISTED
CoBiz Financial,Inc
COBZ
$141K ﹤0.01%
10,705
– –
MNKD icon
1106
MannKind Corp
MNKD
$1.26B
$140K ﹤0.01%
5,350
+200
+4% +$5.65K
NMR icon
1107
Nomura Holdings
NMR
$28.7B
$140K ﹤0.01%
+24,626
New +$146K
AWF
1108
AllianceBernstein Global High Income Fund
AWF
$876M
$138K ﹤0.01%
11,099
– –
CSQ icon
1109
Calamos Strategic Total Return Fund
CSQ
$3.35B
$134K ﹤0.01%
11,707
– –
CSR
1110
Centerspace
CSR
$926M
$132K ﹤0.01%
+1,618
New +$132K
GAB icon
1111
Gabelli Equity Trust
GAB
$1.79B
$131K ﹤0.01%
20,947
+4,716
+29% +$30K
PML
1112
PIMCO Municipal Income Fund II
PML
$493M
$131K ﹤0.01%
11,000
– –
ACG
1113
DELISTED
AllianceBernstein Income Fund Inc
ACG
$126K ﹤0.01%
16,889
– –
DALN
1114
DELISTED
DallasNews
DALN
$121K ﹤0.01%
+2,907
New +$135K
BIOA
1115
DELISTED
BioAmber Inc.
BIOA
$121K ﹤0.01%
+14,365
New +$131K
CIE
1116
DELISTED
Cobalt International Energy, Inc
CIE
$121K ﹤0.01%
906
-2,394
-73% -$364K
RKUS
1117
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$121K ﹤0.01%
10,077
– –
BDJ icon
1118
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$117K ﹤0.01%
+14,383
New +$118K
CEF icon
1119
Sprott Physical Gold and Silver Trust
CEF
$8.26B
$116K ﹤0.01%
+10,050
New +$119K
OVLY icon
1120
Oak Valley Bancorp
OVLY
$281M
$116K ﹤0.01%
11,435
-12,334
-52% -$125K
NLY icon
1121
Annaly Capital Management
NLY
$17.4B
$108K ﹤0.01%
2,506
-2,379
-49% -$108K
HALO icon
1122
Halozyme
HALO
$11.7B
$105K ﹤0.01%
10,837
+837
+8% +$7.44K
EVF
1123
Eaton Vance Senior Income Trust
EVF
$92.3M
$104K ﹤0.01%
16,740
-3,900
-19% -$24.8K
LUB
1124
DELISTED
Luby's Inc.
LUB
$97K ﹤0.01%
21,352
-1,705
-7% -$8.35K
CPE
1125
DELISTED
Callon Petroleum Company
CPE
$88K ﹤0.01%
+1,609
New +$95.1K
43 44
45
46 47

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United Capital Financial Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, United Capital Financial Advisors held 1,236 positions worth $6.68B, up 16% from $5.76B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

United Capital Financial Advisors deployed $776M of net new capital in Q4 2014, opening 139 new positions and adding to 642 existing holdings. Its largest new stake was Invesco BulletShares 2024 Corporate Bond ETF: 380,207 shares worth $7.78M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $35.5M trimmed.

  • United Capital Financial Advisors's largest Q4 2014 buy was Invesco BulletShares 2024 Corporate Bond ETF: 380,207 shares worth $7.78M.
  • United Capital Financial Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2014, an estimated $84.9M increase.
  • United Capital Financial Advisors's biggest Q4 2014 reduction was iShares S&P 500 Value ETF, cutting an estimated $35.5M.
  • United Capital Financial Advisors fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q4 2014, selling an estimated $79.7M.
  • United Capital Financial Advisors's ten largest holdings make up 16% of its $6.68B portfolio in Q4 2014.
  • United Capital Financial Advisors opened 139 new positions and closed 88 in Q4 2014.
  • United Capital Financial Advisors's portfolio value rose 16% quarter-over-quarter to $6.68B.

Based on United Capital Financial Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.