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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-1.07%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$5.76B
AUM Growth
+$369M
Cap. Flow
+$456M
Cap. Flow %
7.92%
Top 10 Hldgs %
15.35%
Holding
1,151
New
373
Increased
398
Reduced
293
Closed
54

Top Buys

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$107M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$25M
3
IYF icon
iShares US Financials ETF
IYF
+$24.9M
4
IYR icon
iShares US Real Estate ETF
IYR
+$24.7M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$24.7M

Top Sells

Rank Stock Value
1
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$36.2M
2
VGK icon
Vanguard FTSE Europe ETF
VGK
+$33.8M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$31.5M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$20.9M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$20.8M

Sector Composition

Rank Sector Weight
1 Energy 6.89%
2 Technology 6.82%
3 Financials 6.25%
4 Healthcare 6.11%
5 Industrials 4.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HL icon
1076
Hecla Mining
HL
$11.8B
$33K ﹤0.01%
+13,367
New +$41.8K
RNDY
1077
DELISTED
ROUNDYS INC COM STK
RNDY
$33K ﹤0.01%
+10,900
New +$44.4K
AGIG
1078
Abundia Global Impact Group
AGIG
$39.2M
$3K ﹤0.01%
+80
New +$3.13K
GAB.RT
1079
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
$1K ﹤0.01%
+15,750
New +$1.2K
CNP icon
1080
CenterPoint Energy
CNP
$26.5B
– –
-28,477
Closed -$727K
CSIQ icon
1081
Canadian Solar
CSIQ
$1.08B
– –
-28,975
Closed -$906K
DON icon
1082
WisdomTree US MidCap Dividend Fund
DON
$4.09B
– –
-140,832
Closed -$3.83M
EWG icon
1083
iShares MSCI Germany ETF
EWG
$1.67B
– –
-656,229
Closed -$20.5M
FAN icon
1084
First Trust Global Wind Energy ETF
FAN
$279M
– –
-56,143
Closed -$749K
FXG icon
1085
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
– –
-55,630
Closed -$2.21M
FXU icon
1086
First Trust Utilities AlphaDEX Fund
FXU
$825M
– –
-89,704
Closed -$2.14M
B
1087
Barrick Mining
B
$67.6B
– –
-12,105
Closed -$222K
HRI icon
1088
Herc Holdings
HRI
$5.76B
– –
-77,008
Closed -$6.48M
ICAD
1089
DELISTED
iCAD Inc
ICAD
– –
-52,200
Closed -$335K
KBR icon
1090
KBR
KBR
$4.78B
– –
-18,369
Closed -$438K
KSS icon
1091
Kohl's
KSS
$2.1B
– –
-62,421
Closed -$3.29M
KYN icon
1092
Kayne Anderson Energy Infrastructure Fund
KYN
$2.49B
– –
-11,454
Closed -$451K
MEOH icon
1093
Methanex
MEOH
$4.22B
– –
-20,407
Closed -$1.26M
MFG icon
1094
Mizuho Financial
MFG
$127B
– –
-137,702
Closed -$566K
MLCO icon
1095
Melco Resorts & Entertainment
MLCO
$2.14B
– –
-53,104
Closed -$1.9M
MT icon
1096
ArcelorMittal
MT
$55.7B
– –
-29,520
Closed -$1.01M
NAVI icon
1097
Navient
NAVI
$812M
– –
-18,480
Closed -$327K
NWL icon
1098
Newell Brands
NWL
$2.58B
– –
-74,985
Closed -$2.32M
PCY icon
1099
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
– –
-101,582
Closed -$2.96M
PLCE icon
1100
Children's Place
PLCE
$56.5M
– –
-13,819
Closed -$686K
42 43
44
45 46

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EIP
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MG
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CLGM
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LCIP
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United Capital Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, United Capital Financial Advisors held 1,151 positions worth $5.76B, up 6.8% from $5.39B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

United Capital Financial Advisors deployed $456M of net new capital in Q3 2014, opening 373 new positions and adding to 398 existing holdings. Its largest new stake was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street Materials Select Sector SPDR ETF, an estimated $36.2M trimmed.

  • United Capital Financial Advisors's largest Q3 2014 buy was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.
  • United Capital Financial Advisors added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2014, an estimated $107M increase.
  • United Capital Financial Advisors's biggest Q3 2014 reduction was State Street Materials Select Sector SPDR ETF, cutting an estimated $36.2M.
  • United Capital Financial Advisors fully exited iShares MSCI Germany ETF in Q3 2014, selling an estimated $20.5M.
  • United Capital Financial Advisors's ten largest holdings make up 15% of its $5.76B portfolio in Q3 2014.
  • United Capital Financial Advisors opened 373 new positions and closed 54 in Q3 2014.
  • United Capital Financial Advisors's portfolio value rose 6.8% quarter-over-quarter to $5.76B.

Based on United Capital Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.