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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+3.07%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$6.68B
AUM Growth
+$920M
Cap. Flow
+$776M
Cap. Flow %
11.62%
Top 10 Hldgs %
16.1%
Holding
1,236
New
139
Increased
642
Reduced
299
Closed
88

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$84.9M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$75.8M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$52.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$46.1M
5
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$44.3M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$79.7M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$35.5M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$31.1M
4
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$27.3M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$24.6M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Healthcare 6.55%
3 Financials 6.39%
4 Energy 6.04%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRI icon
1051
Herc Holdings
HRI
$5.72B
$222K ﹤0.01%
+2,971
New +$201K
TNL icon
1052
Travel + Leisure Co
TNL
$4.52B
$222K ﹤0.01%
5,739
-275
-5% -$9.95K
CLC
1053
DELISTED
Clarcor
CLC
$222K ﹤0.01%
3,334
– –
JTP
1054
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$222K ﹤0.01%
27,544
+3,455
+14% +$28.6K
CMO
1055
DELISTED
Capstead Mortgage Corp.
CMO
$222K ﹤0.01%
18,055
+4,203
+30% +$53.4K
DFJ icon
1056
WisdomTree Japan SmallCap Dividend Fund
DFJ
$397M
$221K ﹤0.01%
+4,565
New +$225K
EOT
1057
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$221K ﹤0.01%
10,535
-459
-4% -$9.35K
RWR icon
1058
State Street SPDR Dow Jones REIT ETF
RWR
$1.85B
$221K ﹤0.01%
2,437
-139
-5% -$12.2K
JPS
1059
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$220K ﹤0.01%
24,774
+2,143
+9% +$19.3K
TVTY
1060
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$220K ﹤0.01%
+11,053
New +$180K
EFX icon
1061
Equifax
EFX
$21.4B
$219K ﹤0.01%
+2,711
New +$210K
TMV icon
1062
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$194M
$218K ﹤0.01%
2,745
-53,990
-95% -$4.96M
VT icon
1063
Vanguard Total World Stock ETF
VT
$81.1B
$218K ﹤0.01%
3,623
-1,967
-35% -$118K
EDIV icon
1064
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$217K ﹤0.01%
+6,368
New +$226K
NAD icon
1065
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$217K ﹤0.01%
15,173
+14
+0.1% +$198
WLK icon
1066
Westlake Corp
WLK
$10.3B
$217K ﹤0.01%
3,546
-1,324
-27% -$90.1K
DWM icon
1067
WisdomTree International Equity Fund
DWM
$692M
$216K ﹤0.01%
4,352
+33
+0.8% +$1.68K
PNW icon
1068
Pinnacle West Capital
PNW
$12.1B
$216K ﹤0.01%
+3,160
New +$196K
RIO icon
1069
Rio Tinto
RIO
$164B
$215K ﹤0.01%
4,666
-14,334
-75% -$676K
RL icon
1070
Ralph Lauren
RL
$23.7B
$214K ﹤0.01%
+1,156
New +$200K
BAB icon
1071
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$211K ﹤0.01%
6,925
-600
-8% -$18K
CBT icon
1072
Cabot Corp
CBT
$4.49B
$211K ﹤0.01%
4,813
-1,793
-27% -$81K
EWBC icon
1073
East-West Bancorp
EWBC
$18.2B
$211K ﹤0.01%
+5,455
New +$198K
FOSL icon
1074
Fossil Group
FOSL
$310M
$211K ﹤0.01%
+1,907
New +$199K
AEE icon
1075
Ameren
AEE
$29.8B
$210K ﹤0.01%
+4,559
New +$194K
41 42
43
44 45

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IG
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EIP
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CI
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MG
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CLGM
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LCIP
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United Capital Financial Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, United Capital Financial Advisors held 1,236 positions worth $6.68B, up 16% from $5.76B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

United Capital Financial Advisors deployed $776M of net new capital in Q4 2014, opening 139 new positions and adding to 642 existing holdings. Its largest new stake was Invesco BulletShares 2024 Corporate Bond ETF: 380,207 shares worth $7.78M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $35.5M trimmed.

  • United Capital Financial Advisors's largest Q4 2014 buy was Invesco BulletShares 2024 Corporate Bond ETF: 380,207 shares worth $7.78M.
  • United Capital Financial Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2014, an estimated $84.9M increase.
  • United Capital Financial Advisors's biggest Q4 2014 reduction was iShares S&P 500 Value ETF, cutting an estimated $35.5M.
  • United Capital Financial Advisors fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q4 2014, selling an estimated $79.7M.
  • United Capital Financial Advisors's ten largest holdings make up 16% of its $6.68B portfolio in Q4 2014.
  • United Capital Financial Advisors opened 139 new positions and closed 88 in Q4 2014.
  • United Capital Financial Advisors's portfolio value rose 16% quarter-over-quarter to $6.68B.

Based on United Capital Financial Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.