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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-1.07%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$5.76B
AUM Growth
+$369M
Cap. Flow
+$456M
Cap. Flow %
7.92%
Top 10 Hldgs %
15.35%
Holding
1,151
New
373
Increased
398
Reduced
293
Closed
54

Top Buys

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$107M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$25M
3
IYF icon
iShares US Financials ETF
IYF
+$24.9M
4
IYR icon
iShares US Real Estate ETF
IYR
+$24.7M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$24.7M

Top Sells

Rank Stock Value
1
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$36.2M
2
VGK icon
Vanguard FTSE Europe ETF
VGK
+$33.8M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$31.5M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$20.9M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$20.8M

Sector Composition

Rank Sector Weight
1 Energy 6.89%
2 Technology 6.82%
3 Financials 6.25%
4 Healthcare 6.11%
5 Industrials 4.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNL icon
1001
Travel + Leisure Co
TNL
$4.52B
$221K ﹤0.01%
+6,014
New +$214K
EOT
1002
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$219K ﹤0.01%
+10,994
New +$220K
PHO icon
1003
Invesco Water Resources ETF
PHO
$2.09B
$219K ﹤0.01%
+8,884
New +$228K
SHW icon
1004
Sherwin-Williams
SHW
$88.5B
$219K ﹤0.01%
+2,994
New +$212K
HR
1005
DELISTED
Healthcare Realty Trust Incorporated
HR
$219K ﹤0.01%
+9,239
New +$229K
CRM icon
1006
Salesforce
CRM
$162B
$217K ﹤0.01%
+3,768
New +$212K
ITT icon
1007
ITT
ITT
$19.4B
$217K ﹤0.01%
+4,824
New +$229K
PMM
1008
Franklin Managed Municipal Income Trust
PMM
$273M
$217K ﹤0.01%
+30,710
New +$216K
MHF
1009
Western Asset Municipal High Income Fund
MHF
$154M
$216K ﹤0.01%
+29,712
New +$221K
OIA icon
1010
Invesco Municipal Income Opportunities Trust
OIA
$290M
$216K ﹤0.01%
+31,784
New +$218K
PSIX
1011
Power Solutions International
PSIX
$972M
$216K ﹤0.01%
+3,125
New +$211K
SGMO
1012
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$215K ﹤0.01%
19,944
– –
VMI icon
1013
Valmont Industries
VMI
$9.52B
$215K ﹤0.01%
1,594
-9,149
-85% -$1.31M
AFSI
1014
DELISTED
AmTrust Financial Services, Inc.
AFSI
$214K ﹤0.01%
+10,756
New +$228K
KG
1015
Kestrel Group
KG
$68.8M
$213K ﹤0.01%
962
+111
+13% +$26.4K
NNN icon
1016
NNN REIT
NNN
$8.71B
$213K ﹤0.01%
+6,156
New +$225K
JHP
1017
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$213K ﹤0.01%
+25,439
New +$216K
CADE
1018
DELISTED
Cadence Bank
CADE
$212K ﹤0.01%
10,533
-230
-2% -$5K
NAD icon
1019
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$210K ﹤0.01%
15,159
-10,118
-40% -$140K
CLC
1020
DELISTED
Clarcor
CLC
$210K ﹤0.01%
+3,334
New +$206K
NLY icon
1021
Annaly Capital Management
NLY
$17.4B
$209K ﹤0.01%
+4,885
New +$223K
PCL
1022
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$209K ﹤0.01%
+5,367
New +$224K
ERIC icon
1023
Ericsson
ERIC
$33B
$208K ﹤0.01%
+16,496
New +$205K
KLAC icon
1024
KLA
KLAC
$262B
$208K ﹤0.01%
+26,400
New +$199K
MTB icon
1025
M&T Bank
MTB
$36.4B
$207K ﹤0.01%
+1,680
New +$207K
39 40
41
42 43

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EIP
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CI
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MG
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CLGM
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LCIP
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United Capital Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, United Capital Financial Advisors held 1,151 positions worth $5.76B, up 6.8% from $5.39B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

United Capital Financial Advisors deployed $456M of net new capital in Q3 2014, opening 373 new positions and adding to 398 existing holdings. Its largest new stake was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street Materials Select Sector SPDR ETF, an estimated $36.2M trimmed.

  • United Capital Financial Advisors's largest Q3 2014 buy was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.
  • United Capital Financial Advisors added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2014, an estimated $107M increase.
  • United Capital Financial Advisors's biggest Q3 2014 reduction was State Street Materials Select Sector SPDR ETF, cutting an estimated $36.2M.
  • United Capital Financial Advisors fully exited iShares MSCI Germany ETF in Q3 2014, selling an estimated $20.5M.
  • United Capital Financial Advisors's ten largest holdings make up 15% of its $5.76B portfolio in Q3 2014.
  • United Capital Financial Advisors opened 373 new positions and closed 54 in Q3 2014.
  • United Capital Financial Advisors's portfolio value rose 6.8% quarter-over-quarter to $5.76B.

Based on United Capital Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.