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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.21%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$14.2B
AUM Growth
+$812M
Cap. Flow
+$199M
Cap. Flow %
1.4%
Top 10 Hldgs %
22.78%
Holding
1,401
New
100
Increased
617
Reduced
517
Closed
75

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$69.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$62.8M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$54.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$46.9M
5
MBB icon
iShares MBS ETF
MBB
+$44.4M

Top Sells

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$273M
2
IYT icon
iShares US Transportation ETF
IYT
+$48.6M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$44.6M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$39.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$39.2M

Sector Composition

Rank Sector Weight
1 Technology 8.74%
2 Healthcare 6.11%
3 Financials 5.96%
4 Industrials 5.49%
5 Consumer Discretionary 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
76
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$40.3M 0.28%
411,756
+5,991
+1% +$581K
ILTB icon
77
iShares Core 10+ Year USD Bond ETF
ILTB
$592M
$40.2M 0.28%
673,720
-18,951
-3% -$1.14M
ORCL icon
78
Oracle
ORCL
$419B
$40.1M 0.28%
778,192
+21,922
+3% +$1.06M
IBM icon
79
IBM
IBM
$225B
$40M 0.28%
276,865
-7,550
-3% -$1.06M
XLU icon
80
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$40M 0.28%
1,519,970
+1,141,848
+302% +$30.3M
MRK icon
81
Merck
MRK
$322B
$39.5M 0.28%
583,775
-167,290
-22% -$10.7M
XLI icon
82
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$38.4M 0.27%
489,579
+367,396
+301% +$28M
AGG icon
83
iShares Core US Aggregate Bond ETF
AGG
$137B
$38.4M 0.27%
363,549
+70,670
+24% +$7.5M
HFRO
84
Highland Opportunities and Income Fund
HFRO
$403M
$38.1M 0.27%
2,468,295
+230,749
+10% +$3.63M
XLP icon
85
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$38M 0.27%
705,371
+686,656
+3,669% +$36.8M
LMBS icon
86
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$37.3M 0.26%
730,829
+100,655
+16% +$5.15M
XLE icon
87
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$37.2M 0.26%
983,150
-310,812
-24% -$11.7M
FDN icon
88
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.36B
$36.7M 0.26%
259,455
-13,798
-5% -$1.96M
FTSM icon
89
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$36.2M 0.25%
603,728
+60,505
+11% +$3.63M
LMT icon
90
Lockheed Martin
LMT
$138B
$36M 0.25%
103,954
+433
+0.4% +$140K
ACN icon
91
Accenture
ACN
$110B
$35.7M 0.25%
209,649
+24,970
+14% +$4.16M
AMZN icon
92
Amazon
AMZN
$2.94T
$34.9M 0.25%
348,880
+11,960
+4% +$1.12M
VMBS icon
93
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$34.5M 0.24%
675,841
+3,722
+0.6% +$191K
DHR icon
94
Danaher
DHR
$146B
$34.4M 0.24%
357,001
-2,822
-0.8% -$257K
PFF icon
95
iShares Preferred and Income Securities ETF
PFF
$13.2B
$34.1M 0.24%
917,749
+757,834
+474% +$28.4M
SCHF icon
96
Schwab International Equity ETF
SCHF
$68.5B
$33.9M 0.24%
2,024,922
+23,644
+1% +$393K
SCHB icon
97
Schwab US Broad Market ETF
SCHB
$44.7B
$33.7M 0.24%
2,870,700
-55,596
-2% -$641K
SCHE icon
98
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$33.4M 0.23%
1,299,831
+112,383
+9% +$2.91M
SAP icon
99
SAP
SAP
$242B
$33.1M 0.23%
269,271
+4,724
+2% +$560K
EMB icon
100
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$32.4M 0.23%
300,203
+171,036
+132% +$18.4M
2 3
4
5 6

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EIP
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United Capital Financial Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, United Capital Financial Advisors held 1,401 positions worth $14.2B, up 6.1% from $13.4B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

United Capital Financial Advisors's Q3 2018 filing shows 100 new, 617 increased, 517 reduced and 75 closed positions. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 647,627 shares worth $31.7M. The largest sale was iShares Short Maturity Bond ETF, an estimated $273M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

  • United Capital Financial Advisors's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 647,627 shares worth $31.7M.
  • United Capital Financial Advisors added most to Vanguard Real Estate ETF in Q3 2018, an estimated $69.8M increase.
  • United Capital Financial Advisors's biggest Q3 2018 reduction was iShares Short Maturity Bond ETF, cutting an estimated $273M.
  • United Capital Financial Advisors fully exited iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 in Q3 2018, selling an estimated $39.7M.
  • United Capital Financial Advisors's ten largest holdings make up 23% of its $14.2B portfolio in Q3 2018.
  • United Capital Financial Advisors opened 100 new positions and closed 75 in Q3 2018.
  • United Capital Financial Advisors's portfolio value rose 6.1% quarter-over-quarter to $14.2B.

Based on United Capital Financial Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.