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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
76
American Express
AXP
$231B
$20.9M 0.25%
282,320
+132
+0% +$10.2K
GILD icon
77
Gilead Sciences
GILD
$170B
$20.2M 0.24%
205,947
+22,080
+12% +$2.45M
KMB icon
78
Kimberly-Clark
KMB
$35.8B
$20.1M 0.24%
184,494
+2,710
+1% +$299K
VWO icon
79
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$20M 0.24%
604,386
-353,323
-37% -$12.8M
FDN icon
80
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.37B
$19.9M 0.24%
300,779
+39,833
+15% +$2.77M
AIG icon
81
American International
AIG
$40.6B
$19.8M 0.24%
348,198
-110,919
-24% -$6.78M
HD icon
82
Home Depot
HD
$354B
$19.4M 0.23%
168,266
+3,844
+2% +$445K
XLF icon
83
State Street Financial Select Sector SPDR ETF
XLF
$59.1B
$19.1M 0.23%
958,538
+222,904
+30% +$4.72M
VTI icon
84
Vanguard Morningstar Total Stock Market ETF
VTI
$690B
$18.8M 0.23%
190,410
-817,236
-81% -$85.8M
COP icon
85
ConocoPhillips
COP
$151B
$18.8M 0.23%
391,465
-89,258
-19% -$4.54M
PFF icon
86
iShares Preferred and Income Securities ETF
PFF
$13.2B
$18.7M 0.23%
485,402
+147,784
+44% +$5.78M
MCD icon
87
McDonald's
MCD
$193B
$18.3M 0.22%
185,811
-11,798
-6% -$1.15M
PWB icon
88
Invesco Large Cap Growth ETF
PWB
$2.39B
$18.2M 0.22%
622,773
-400
-0.1% -$12.3K
ABT icon
89
Abbott
ABT
$189B
$18.2M 0.22%
453,561
-2,111
-0.5% -$99.5K
BWX icon
90
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$18.2M 0.22%
700,612
+280,654
+67% +$7.29M
BMY icon
91
Bristol-Myers Squibb
BMY
$130B
$18.1M 0.22%
305,255
-3,200
-1% -$203K
IHF icon
92
iShares US Healthcare Providers ETF
IHF
$1.25B
$18M 0.22%
724,685
-33,065
-4% -$903K
DES icon
93
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$17.9M 0.22%
852,615
-4,533
-0.5% -$101K
BSV icon
94
Vanguard Short-Term Bond ETF
BSV
$45.6B
$17M 0.2%
211,565
+13,043
+7% +$1.05M
VGLT icon
95
Vanguard Long-Term Treasury ETF
VGLT
$10.3B
$16.4M 0.2%
214,443
-162,207
-43% -$12.2M
TLT icon
96
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$16.4M 0.2%
132,483
+82,705
+166% +$10M
EFA icon
97
iShares MSCI EAFE ETF
EFA
$79.9B
$16.3M 0.2%
285,159
-999,061
-78% -$61.7M
VV icon
98
Vanguard Morningstar Large-Cap ETF
VV
$54.4B
$16.2M 0.19%
183,803
+2,413
+1% +$225K
GS icon
99
Goldman Sachs
GS
$302B
$16.1M 0.19%
92,805
+7,638
+9% +$1.5M
MUB icon
100
iShares National Muni Bond ETF
MUB
$45.8B
$15.8M 0.19%
144,103
-11,750
-8% -$1.28M
2 3
4
5 6

Similar funds

LCOV
London Company of Virginia Richmond, Virginia $16.2B AUM 17.5% 1-Year Est. Return
IG
ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return
EIP
Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return
CI
Clal Insurance Tel-Aviv, Israel $16.6B AUM 68.34% 1-Year Est. Return
MG
Marex Group London $15.8B AUM 31.44% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
CLGM
Capitolis Liquid Global Markets New York $15.7B AUM 30.78% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $15.7B AUM

United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.