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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
76
Goldman Sachs
GS
$301B
$8.81M 0.28%
55,671
+1,456
+3% +$234K
QCOR
77
DELISTED
QUESTCOR PHARMA INC
QCOR
$8.8M 0.28%
151,756
+5,390
+4% +$320K
SCZ icon
78
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$8.76M 0.28%
180,550
+23,754
+15% +$1.09M
ACN icon
79
Accenture
ACN
$109B
$8.65M 0.28%
117,508
-7,918
-6% -$586K
BALL icon
80
Ball Corp
BALL
$16.6B
$8.61M 0.27%
383,468
+14,088
+4% +$316K
IWD icon
81
iShares Russell 1000 Value ETF
IWD
$84.2B
$8.5M 0.27%
98,635
-6,218
-6% -$540K
VO icon
82
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$8.47M 0.27%
330,488
+314,372
+1,951% +$7.89M
DIS icon
83
Walt Disney
DIS
$178B
$8.42M 0.27%
130,538
+24,011
+23% +$1.54M
MUB icon
84
iShares National Muni Bond ETF
MUB
$45.8B
$8.39M 0.27%
80,290
+4,347
+6% +$449K
ALGN icon
85
Align Technology
ALGN
$12.5B
$8.32M 0.27%
172,990
+43
+0% +$1.88K
EPP icon
86
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$8.16M 0.26%
+171,195
New +$7.8M
EWC icon
87
iShares MSCI Canada ETF
EWC
$6.48B
$8.07M 0.26%
285,172
+151,487
+113% +$4.2M
ABBV icon
88
AbbVie
ABBV
$438B
$8.04M 0.26%
179,868
+9,031
+5% +$400K
BDX icon
89
Becton Dickinson
BDX
$48.9B
$8M 0.25%
81,940
-1,595
-2% -$156K
PCY icon
90
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$7.86M 0.25%
+287,543
New +$7.8M
PFE icon
91
Pfizer
PFE
$154B
$7.85M 0.25%
288,002
-140,650
-33% -$3.83M
DLN icon
92
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$7.75M 0.25%
253,180
-34,688
-12% -$1.07M
DVY icon
93
iShares Select Dividend ETF
DVY
$23.6B
$7.68M 0.25%
115,847
-62,749
-35% -$4.17M
VZ icon
94
Verizon
VZ
$195B
$7.68M 0.24%
164,447
+842
+0.5% +$41.1K
MOS icon
95
The Mosaic Company
MOS
$7.46B
$7.59M 0.24%
+176,480
New +$8.22M
EMR icon
96
Emerson Electric
EMR
$88.5B
$7.57M 0.24%
116,964
-190,945
-62% -$11.7M
LYB icon
97
LyondellBasell Industries
LYB
$20.2B
$7.43M 0.24%
101,411
-6,891
-6% -$480K
TLH icon
98
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$7.34M 0.23%
58,616
+5,270
+10% +$653K
COF.WS
99
DELISTED
Capital One Financial Corp
COF.WS
$7.08M 0.23%
243,502
+19,900
+9% +$552K
JNJ icon
100
Johnson & Johnson
JNJ
$631B
$7.01M 0.22%
80,818
-209,839
-72% -$18.8M
2 3
4
5 6

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.