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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFX
951
DELISTED
Newfield Exploration
NFX
$412K ﹤0.01%
12,531
-1,416
-10% -$47.5K
NNN icon
952
NNN REIT
NNN
$8.87B
$407K ﹤0.01%
11,223
-35,527
-76% -$1.29M
CXP
953
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$407K ﹤0.01%
+17,534
New +$411K
AON icon
954
Aon
AON
$75.7B
$406K ﹤0.01%
4,581
-243
-5% -$23.5K
MCO icon
955
Moody's
MCO
$84.6B
$405K ﹤0.01%
4,127
+21
+0.5% +$2.23K
STT icon
956
State Street
STT
$52.2B
$403K ﹤0.01%
6,001
-582
-9% -$43.3K
TV icon
957
Televisa
TV
$1.51B
$402K ﹤0.01%
15,454
+3,275
+27% +$105K
AMAT icon
958
Applied Materials
AMAT
$424B
$397K ﹤0.01%
27,039
+9,523
+54% +$159K
DST
959
DELISTED
DST Systems Inc.
DST
$397K ﹤0.01%
7,550
+1,934
+34% +$108K
GME icon
960
GameStop
GME
$8.33B
$394K ﹤0.01%
38,220
-396
-1% -$4.4K
SUSA icon
961
iShares ESG Optimized MSCI USA ETF
SUSA
$4.21B
$394K ﹤0.01%
10,000
– –
MWE
962
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$394K ﹤0.01%
9,182
+6
+0.1% +$342
EFX icon
963
Equifax
EFX
$21.8B
$389K ﹤0.01%
4,002
– –
ROK icon
964
Rockwell Automation
ROK
$49.5B
$388K ﹤0.01%
3,827
+89
+2% +$10.1K
MRSH
965
Marsh
MRSH
$90B
$387K ﹤0.01%
7,406
-1,241
-14% -$69.3K
DLTR icon
966
Dollar Tree
DLTR
$24.9B
$385K ﹤0.01%
5,782
+2,274
+65% +$171K
RWO icon
967
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$385K ﹤0.01%
8,522
-201
-2% -$9.27K
VHT icon
968
Vanguard Health Care ETF
VHT
$19B
$384K ﹤0.01%
3,133
+571
+22% +$78.3K
VPU
969
Vanguard Utilities ETF
VPU
$8.52B
$384K ﹤0.01%
4,126
+236
+6% +$21.9K
AVGO icon
970
Broadcom
AVGO
$1.99T
$383K ﹤0.01%
+30,620
New +$387K
MOAT icon
971
VanEck Morningstar Wide Moat ETF
MOAT
$12.5B
$382K ﹤0.01%
13,685
– –
MDIV icon
972
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
$381K ﹤0.01%
20,722
-4,227
-17% -$82.3K
TDG icon
973
TransDigm Group
TDG
$68.9B
$381K ﹤0.01%
1,796
+862
+92% +$197K
FAST icon
974
Fastenal
FAST
$58.9B
$380K ﹤0.01%
41,500
-1,080
-3% -$10.7K
XLI icon
975
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$380K ﹤0.01%
7,620
-2,062
-21% -$109K
37 38
39
40 41

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.