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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
926
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$441K 0.01%
44,600
-15,200
-25% -$168K
VDC icon
927
Vanguard Consumer Staples ETF
VDC
$8.03B
$436K 0.01%
3,598
+845
+31% +$107K
SNI
928
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$435K 0.01%
8,836
-67,620
-88% -$3.9M
DAR icon
929
Darling Ingredients
DAR
$10.4B
$434K 0.01%
38,587
-882
-2% -$11.3K
MAN icon
930
ManpowerGroup
MAN
$2.75B
$434K 0.01%
5,303
+1,213
+30% +$108K
VRSN icon
931
VeriSign
VRSN
$26B
$433K 0.01%
6,138
-456
-7% -$31.1K
NKG
932
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$432K 0.01%
33,617
-6,200
-16% -$79.3K
SIAL
933
DELISTED
SIGMA - ALDRICH CORP
SIAL
$432K 0.01%
3,111
-3,335
-52% -$465K
CLH icon
934
Clean Harbors
CLH
$16.9B
$431K 0.01%
9,809
-636
-6% -$31.6K
DVA icon
935
DaVita
DVA
$11.4B
$431K 0.01%
5,961
-103
-2% -$7.99K
VAR
936
DELISTED
Varian Medical Systems, Inc.
VAR
$428K 0.01%
6,610
+3,769
+133% +$275K
AVT icon
937
Avnet
AVT
$7.87B
$427K 0.01%
10,013
+2,209
+28% +$91.9K
LNC icon
938
Lincoln National
LNC
$8.67B
$426K 0.01%
8,974
-3,961
-31% -$212K
MU icon
939
Micron Technology
MU
$1.07T
$426K 0.01%
28,465
+12,882
+83% +$222K
RITM icon
940
Rithm Capital
RITM
$5.79B
$426K 0.01%
32,497
-4,152
-11% -$61.3K
MAA icon
941
Mid-America Apartment Communities
MAA
$15.6B
$425K 0.01%
5,196
-57
-1% -$4.5K
IXG icon
942
iShares Global Financials ETF
IXG
$702M
$422K 0.01%
8,197
+783
+11% +$43.4K
MKC icon
943
McCormick & Company Non-Voting
MKC
$14.6B
$421K 0.01%
+10,236
New +$416K
MRO
944
DELISTED
Marathon Oil Corporation
MRO
$421K 0.01%
27,368
-14,587
-35% -$277K
BXLT
945
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$420K 0.01%
+13,338
New +$460K
CPIX icon
946
Cumberland Pharmaceuticals
CPIX
$118M
$418K 0.01%
72,446
– –
BCE icon
947
BCE
BCE
$21.7B
$417K 0.01%
10,190
-2,303
-18% -$94.5K
WLK icon
948
Westlake Corp
WLK
$10.2B
$415K 0.01%
7,998
+1,962
+33% +$115K
ACWV icon
949
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$414K 0.01%
6,180
– –
DS
950
DELISTED
Drive Shack Inc.
DS
$413K 0.01%
94,101
-23,485
-20% -$112K
36 37
38
39 40

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.