We are live on ! Find out more
UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+1.51%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$4.69B
AUM Growth
+$1.76B
Cap. Flow
+$1.69B
Cap. Flow %
36.11%
Top 10 Hldgs %
19.14%
Holding
974
New
338
Increased
384
Reduced
145
Closed
49

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$95.9M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$85.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$80.7M
4
IWV icon
iShares Russell 3000 ETF
IWV
+$70.5M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$63.2M

Top Sells

Rank Stock Value
1
IYJ icon
iShares US Industrials ETF
IYJ
+$57.7M
2
MA icon
Mastercard
MA
+$10.1M
3
TGT icon
Target
TGT
+$8.81M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$8M
5
EWJ icon
iShares MSCI Japan ETF
EWJ
+$7.43M

Sector Composition

Rank Sector Weight
1 Energy 7.77%
2 Technology 7.09%
3 Healthcare 6.24%
4 Financials 6.22%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARR
876
Armour Residential REIT
ARR
$2.36B
$179K ﹤0.01%
+1,087
New +$182K
NPT
877
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$175K ﹤0.01%
14,087
– –
REFR icon
878
Research Frontiers
REFR
$17.2M
$172K ﹤0.01%
33,088
– –
FTF
879
Franklin Limited Duration Income Trust
FTF
$236M
$170K ﹤0.01%
+13,005
New +$170K
EDD
880
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$382M
$168K ﹤0.01%
+12,809
New +$163K
FCT
881
First Trust Senior Floating Rate Income Fund II
FCT
$168K ﹤0.01%
11,640
-1,500
-11% -$21.5K
HIO
882
Western Asset High Income Opportunity Fund
HIO
$340M
$167K ﹤0.01%
+27,645
New +$166K
MCI
883
Barings Corporate Investors
MCI
$340M
$167K ﹤0.01%
11,000
– –
FRA icon
884
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
$159K ﹤0.01%
+10,911
New +$160K
PZN
885
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$153K ﹤0.01%
+13,000
New +$147K
KOG
886
DELISTED
KODIAK OIL & GAS CORP
KOG
$152K ﹤0.01%
+12,547
New +$142K
BTZ icon
887
BlackRock Credit Allocation Income Trust
BTZ
$956M
$147K ﹤0.01%
+10,883
New +$144K
CDZI icon
888
Cadiz
CDZI
$299M
$147K ﹤0.01%
20,906
+6,656
+47% +$49.4K
RF icon
889
Regions Financial
RF
$26.9B
$146K ﹤0.01%
13,177
+1,345
+11% +$14.2K
ARNA
890
DELISTED
Arena Pharmaceuticals Inc
ARNA
$146K ﹤0.01%
+2,310
New +$153K
EVF
891
Eaton Vance Senior Income Trust
EVF
$91.4M
$142K ﹤0.01%
+20,640
New +$145K
AMKR icon
892
Amkor Technology
AMKR
$13.5B
$137K ﹤0.01%
20,000
– –
VHI icon
893
Valhi
VHI
$463M
$136K ﹤0.01%
+1,285
New +$192K
HALO icon
894
Halozyme
HALO
$11.6B
$133K ﹤0.01%
10,500
-3,502
-25% -$52K
FHN icon
895
First Horizon
FHN
$12B
$129K ﹤0.01%
10,433
-514
-5% -$6.12K
PML
896
PIMCO Municipal Income Fund II
PML
$496M
$128K ﹤0.01%
11,008
– –
CSQ icon
897
Calamos Strategic Total Return Fund
CSQ
$3.35B
$124K ﹤0.01%
+11,191
New +$123K
ACG
898
DELISTED
AllianceBernstein Income Fund Inc
ACG
$124K ﹤0.01%
16,889
-3,273
-16% -$24.2K
COBZ
899
DELISTED
CoBiz Financial,Inc
COBZ
$123K ﹤0.01%
10,705
– –
GAB icon
900
Gabelli Equity Trust
GAB
$1.8B
$122K ﹤0.01%
16,604
-1,372
-8% -$10K
34 35
36
37 38

Similar funds

LCOV
London Company of Virginia Richmond, Virginia $16.2B AUM 17.5% 1-Year Est. Return
IG
ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return
EIP
Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return
CI
Clal Insurance Tel-Aviv, Israel $16.6B AUM 68.34% 1-Year Est. Return
MG
Marex Group London $15.8B AUM 31.44% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
CLGM
Capitolis Liquid Global Markets New York $15.7B AUM 30.78% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $15.7B AUM

United Capital Financial Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, United Capital Financial Advisors held 974 positions worth $4.69B, up 60% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

United Capital Financial Advisors deployed $1.69B of net new capital in Q1 2014, opening 338 new positions and adding to 384 existing holdings. Its largest new stake was iShares S&P 500 Value ETF: 955,476 shares worth $83M.

By sector, the portfolio is most concentrated in Energy at 7.8% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $57.7M trimmed.

  • United Capital Financial Advisors's largest Q1 2014 buy was iShares S&P 500 Value ETF: 955,476 shares worth $83M.
  • United Capital Financial Advisors added most to State Street Financial Select Sector SPDR ETF in Q1 2014, an estimated $95.9M increase.
  • United Capital Financial Advisors's biggest Q1 2014 reduction was iShares US Industrials ETF, cutting an estimated $57.7M.
  • United Capital Financial Advisors fully exited Ralph Lauren in Q1 2014, selling an estimated $3.75M.
  • United Capital Financial Advisors's ten largest holdings make up 19% of its $4.69B portfolio in Q1 2014.
  • United Capital Financial Advisors opened 338 new positions and closed 49 in Q1 2014.
  • United Capital Financial Advisors's portfolio value rose 60% quarter-over-quarter to $4.69B.

Based on United Capital Financial Advisors's 13F filing for Q1 2014, filed 14 May 2014.