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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWKS icon
851
Skyworks Solutions
SWKS
$10.5B
$570K 0.01%
6,774
+541
+9% +$49.5K
SNP
852
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$569K 0.01%
+9,245
New +$662K
SUNS
853
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$566K 0.01%
39,835
+2,335
+6% +$35.6K
WT icon
854
WisdomTree
WT
$3.44B
$565K 0.01%
+35,044
New +$738K
CYN
855
DELISTED
CITY NATIONAL CORPORATION
CYN
$563K 0.01%
6,389
-25
-0.4% -$2.22K
IYE icon
856
iShares US Energy ETF
IYE
$1.8B
$560K 0.01%
16,321
+7,047
+76% +$266K
HSTO
857
DELISTED
Histogen Inc. Common Stock
HSTO
$556K 0.01%
625
– –
COL
858
DELISTED
Rockwell Collins
COL
$555K 0.01%
6,783
+40
+0.6% +$3.43K
VOT icon
859
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20.3B
$552K 0.01%
5,672
-8,340
-60% -$870K
COO icon
860
Cooper Companies
COO
$14.9B
$551K 0.01%
14,796
+3,044
+26% +$126K
FEP icon
861
First Trust Europe AlphaDEX Fund
FEP
$534M
$551K 0.01%
19,488
+5,995
+44% +$182K
EPS icon
862
WisdomTree US LargeCap Fund
EPS
$1.66B
$549K 0.01%
25,167
– –
PCG icon
863
PG&E
PCG
$38.5B
$549K 0.01%
10,392
+1,190
+13% +$60.8K
FEX icon
864
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$547K 0.01%
+13,076
New +$582K
SBAC icon
865
SBA Communications
SBAC
$19.8B
$547K 0.01%
5,220
-366
-7% -$42.7K
SCHW
866
Charles Schwab
SCHW
$190B
$547K 0.01%
19,137
-70
-0.4% -$2.25K
TMP icon
867
Tompkins Financial
TMP
$1.45B
$542K 0.01%
10,153
– –
ITM icon
868
VanEck Intermediate Muni ETF
ITM
$2.14B
$541K 0.01%
11,440
-2,277
-17% -$106K
AWK icon
869
American Water Works
AWK
$27.1B
$535K 0.01%
9,718
+273
+3% +$14.3K
NEV
870
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$534K 0.01%
36,000
– –
VONG icon
871
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$532K 0.01%
22,288
+680
+3% +$17.2K
MTB icon
872
M&T Bank
MTB
$36.6B
$529K 0.01%
4,335
-422
-9% -$52.8K
QTS
873
DELISTED
QTS REALTY TRUST, INC.
QTS
$529K 0.01%
12,117
-1,318
-10% -$53.8K
NPP
874
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$528K 0.01%
37,236
-500
-1% -$7.03K
NS
875
DELISTED
NuStar Energy L.P.
NS
$525K 0.01%
11,713
-1,639
-12% -$86.6K
33 34
35
36 37

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.