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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPS
826
John Hancock Preferred Income Fund III
HPS
$459M
$618K 0.01%
37,120
+2,170
+6% +$36.6K
HYD icon
827
VanEck High Yield Muni ETF
HYD
$4.42B
$616K 0.01%
10,075
+2,521
+33% +$152K
KR icon
828
Kroger
KR
$35.1B
$616K 0.01%
17,086
-126,272
-88% -$4.68M
BEE
829
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$607K 0.01%
43,995
+5,068
+13% +$68.7K
OIA icon
830
Invesco Municipal Income Opportunities Trust
OIA
$292M
$603K 0.01%
89,170
+15,100
+20% +$101K
IYC icon
831
iShares US Consumer Discretionary ETF
IYC
$1.22B
$602K 0.01%
17,488
+5,332
+44% +$192K
MGM icon
832
MGM Resorts International
MGM
$11.1B
$601K 0.01%
32,570
+292
+0.9% +$5.84K
JPS
833
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$600K 0.01%
68,539
+3,698
+6% +$33.3K
MAC icon
834
Macerich
MAC
$6.99B
$598K 0.01%
7,779
-15,788
-67% -$1.22M
JHP
835
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$597K 0.01%
74,444
+2,495
+3% +$20.7K
ALV icon
836
Autoliv
ALV
$8.89B
$596K 0.01%
7,590
-527
-6% -$39.9K
ORLY icon
837
O'Reilly Automotive
ORLY
$74.9B
$595K 0.01%
35,670
-3,075
-8% -$49.7K
SUI icon
838
Sun Communities
SUI
$14.6B
$592K 0.01%
8,743
-724
-8% -$48.2K
JCI icon
839
Johnson Controls International
JCI
$91.7B
$583K 0.01%
13,470
+300
+2% +$13.8K
IYK icon
840
iShares US Consumer Staples ETF
IYK
$1.43B
$580K 0.01%
16,947
+3,732
+28% +$131K
WRI
841
DELISTED
Weingarten Realty Investors
WRI
$580K 0.01%
17,514
-162
-0.9% -$5.42K
SAM icon
842
Boston Beer
SAM
$1.9B
$577K 0.01%
2,742
-270
-9% -$59.7K
MUA icon
843
BlackRock MuniAssets Fund
MUA
$527M
$576K 0.01%
42,650
+7,193
+20% +$98.2K
WBK
844
DELISTED
Westpac Banking Corporation
WBK
$576K 0.01%
27,363
-3,434
-11% -$80.2K
EOT
845
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$575K 0.01%
27,750
+4,943
+22% +$100K
MUE
846
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$575K 0.01%
43,425
+1,000
+2% +$13.1K
UDR icon
847
UDR
UDR
$12.2B
$575K 0.01%
16,683
-788
-5% -$26.3K
MHF
848
Western Asset Municipal High Income Fund
MHF
$153M
$573K 0.01%
79,261
+15,498
+24% +$111K
PMM
849
Franklin Managed Municipal Income Trust
PMM
$272M
$573K 0.01%
80,086
+14,024
+21% +$99.4K
PBCT
850
DELISTED
People's United Financial Inc
PBCT
$572K 0.01%
36,383
+321
+0.9% +$5.1K
32 33
34
35 36

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.