We are live on ! Find out more
UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SZYM
776
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$732K 0.01%
281,505
-4,374
-2% -$11.4K
FLY
777
DELISTED
Fly Leasing Limited
FLY
$731K 0.01%
+55,393
New +$783K
HOT
778
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$730K 0.01%
10,980
-141
-1% -$10.7K
EW icon
779
Edwards Lifesciences
EW
$53.4B
$725K 0.01%
30,612
+6,972
+29% +$168K
PMT
780
PennyMac Mortgage Investment
PMT
$828M
$725K 0.01%
+46,857
New +$769K
IYJ icon
781
iShares US Industrials ETF
IYJ
$1.96B
$724K 0.01%
15,022
+2,784
+23% +$142K
UNM icon
782
Unum
UNM
$14.7B
$724K 0.01%
22,562
+2,303
+11% +$79.3K
TTE icon
783
TotalEnergies
TTE
$193B
$723K 0.01%
10,090,133,329
-489,545,486
-5% -$49K
MRCC
784
DELISTED
Monroe Capital Corp
MRCC
$722K 0.01%
+51,962
New +$765K
RYN icon
785
Rayonier
RYN
$6.54B
$722K 0.01%
36,043
-22,855
-39% -$495K
NXP icon
786
Nuveen Select Tax-Free Income Portfolio
NXP
$904M
$721K 0.01%
53,169
+5,174
+11% +$69.8K
SBR
787
Sabine Royalty Trust
SBR
$1.06B
$721K 0.01%
23,579
– –
VPL icon
788
Vanguard FTSE Pacific ETF
VPL
$8.65B
$721K 0.01%
13,424
-19,491
-59% -$1.13M
CTIC
789
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$717K 0.01%
49,100
+15,076
+44% +$261K
SMFG icon
790
Sumitomo Mitsui Financial
SMFG
$167B
$714K 0.01%
+93,638
New +$787K
OHI icon
791
Omega Healthcare
OHI
$13.9B
$710K 0.01%
20,189
+4,920
+32% +$173K
KBWP icon
792
Invesco KBW Property & Casualty Insurance ETF
KBWP
$267M
$708K 0.01%
+15,513
New +$718K
BIN
793
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
$705K 0.01%
26,694
-431
-2% -$11.5K
PDT
794
John Hancock Premium Dividend Fund
PDT
$628M
$704K 0.01%
56,055
+2,719
+5% +$35.9K
XBI icon
795
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$699K 0.01%
11,231
-101,395
-90% -$7.99M
DOOR
796
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$697K 0.01%
+11,502
New +$768K
AMX icon
797
America Movil
AMX
$69.8B
$695K 0.01%
41,999
-1,089
-3% -$20.4K
BBWI icon
798
Bath & Body Works
BBWI
$3.76B
$691K 0.01%
9,484
+492
+5% +$34K
KSU
799
DELISTED
Kansas City Southern
KSU
$689K 0.01%
7,576
-61
-0.8% -$5.75K
AZN icon
800
AstraZeneca
AZN
$244B
$686K 0.01%
10,772
-1,053
-9% -$69.3K
30 31
32
33 34

Similar funds

LCOV
London Company of Virginia Richmond, Virginia $16.2B AUM 17.5% 1-Year Est. Return
MG
Marex Group London $15.8B AUM 31.44% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return
EH
Equitable Holdings New York $15.5B AUM 19.09% 1-Year Est. Return
NMO
Newlands Management Operations Dallas, Texas $15.5B AUM 25.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
Verition Fund Management
Verition Fund Management Greenwich, Connecticut $15.4B AUM 30.69% 1-Year Est. Return

United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.