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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STJ
751
DELISTED
St Jude Medical
STJ
– –
-207,444
Closed -$9.47M
IHS
752
DELISTED
IHS INC CL-A COM STK
IHS
– –
-29,440
Closed -$3.07M
LINE
753
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-22,597
Closed -$750K
JAH
754
DELISTED
JARDEN CORPORATION
JAH
– –
-65,538
Closed -$1.91M
PRE
755
DELISTED
PARTNERRE LTD
PRE
– –
-60,666
Closed -$5.49M
CYN
756
DELISTED
CITY NATIONAL CORPORATION
CYN
– –
-15,022
Closed -$952K
HME
757
DELISTED
HOME PROPERTIES, INC
HME
– –
-51,631
Closed -$3.38M
UTX.PRA
758
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
– –
-28,400
Closed -$1.69M
AUQ
759
DELISTED
AURICO GOLD INC COM
AUQ
– –
-21,982
Closed -$96K
TLM
760
DELISTED
TALISMAN ENERGY INC
TLM
– –
-10,227
Closed -$117K
CWH.PRD
761
DELISTED
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
– –
-132,250
Closed -$3.05M
PMCT
762
DELISTED
PMC COMMERCIAL TRUST SBI
PMCT
– –
-23,395
Closed -$192K
CSE
763
DELISTED
CAPITALSOURCE INC
CSE
– –
-467,787
Closed -$4.39M
VCBI
764
DELISTED
VIRGINIA COMMERCE BANCORP
VCBI
– –
-198,962
Closed -$2.78M
TSRX
765
DELISTED
TRIUS THERAPEUTICS INC COM STK (DE)
TSRX
– –
-59,790
Closed -$484K
ULGX
766
DELISTED
UROLOGIX INC
ULGX
– –
-33,286
Closed -$6K
PNC.WS
767
DELISTED
PNC Financial Services Group Inc
PNC.WS
– –
-34,450
Closed -$520K
WWAV
768
DELISTED
The WhiteWave Foods Company
WWAV
– –
-82,828
Closed -$1.35M
27 28 29 30
31

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.