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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
726
American Tower
AMT
$81.2B
$869K 0.01%
9,876
+712
+8% +$67K
DFJ icon
727
WisdomTree Japan SmallCap Dividend Fund
DFJ
$404M
$869K 0.01%
16,279
+5,216
+47% +$287K
NRF
728
DELISTED
NorthStar Realty Finance Corp.
NRF
$866K 0.01%
35,064
-6,000
-15% -$179K
CPE
729
DELISTED
Callon Petroleum Company
CPE
$861K 0.01%
+11,804
New +$916K
LRCX icon
730
Lam Research
LRCX
$422B
$860K 0.01%
+131,670
New +$965K
PVTB
731
DELISTED
PrivateBancorp Inc
PVTB
$860K 0.01%
22,435
+4,415
+25% +$174K
DHC
732
Diversified Healthcare Trust
DHC
$2.03B
$858K 0.01%
+53,465
New +$883K
VDE icon
733
Vanguard Energy ETF
VDE
$10.4B
$854K 0.01%
10,080
-5,047
-33% -$479K
CONE
734
DELISTED
CyrusOne Inc Common Stock
CONE
$850K 0.01%
26,036
-3,249
-11% -$103K
NXQ
735
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$847K 0.01%
64,605
+1,204
+2% +$15.7K
WU icon
736
Western Union
WU
$2.34B
$845K 0.01%
46,005
+54
+0.1% +$1.03K
MDSO
737
DELISTED
Medidata Solutions, Inc.
MDSO
$839K 0.01%
19,915
+13,540
+212% +$688K
VIOO icon
738
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.35B
$837K 0.01%
17,266
-578
-3% -$29.7K
EBAY icon
739
eBay
EBAY
$46.5B
$830K 0.01%
33,945
-52,142
-61% -$1.4M
AZO icon
740
AutoZone
AZO
$49.6B
$826K 0.01%
1,141
+75
+7% +$53.1K
RPAI
741
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$821K 0.01%
58,237
-52
-0.1% -$745
PCH
742
DELISTED
PotlatchDeltic
PCH
$817K 0.01%
28,388
-200
-0.7% -$6.7K
FDS icon
743
Factset
FDS
$10.2B
$816K 0.01%
5,106
+51
+1% +$8.34K
CSX icon
744
CSX Corp
CSX
$92.9B
$813K 0.01%
90,705
-25,410
-22% -$249K
KRO icon
745
KRONOS Worldwide
KRO
$996M
$812K 0.01%
130,738
+113,540
+660% +$945K
TLH icon
746
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$812K 0.01%
5,918
-2,414
-29% -$326K
LBTYK icon
747
Liberty Global Class C
LBTYK
$3.48B
$810K 0.01%
22,746
+8,973
+65% +$363K
PIE icon
748
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$250M
$802K 0.01%
+52,235
New +$866K
JAH
749
DELISTED
JARDEN CORPORATION
JAH
$801K 0.01%
16,385
-15,533
-49% -$822K
EXC icon
750
Exelon
EXC
$47B
$796K 0.01%
37,558
-17,274
-32% -$388K
28 29
30
31 32

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.