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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
51
Verizon
VZ
$197B
$28.5M 0.34%
655,362
+58,359
+10% +$2.69M
FXH icon
52
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$27.9M 0.33%
478,712
+88,332
+23% +$5.86M
IJR icon
53
iShares Core S&P Small-Cap ETF
IJR
$112B
$27.1M 0.33%
508,692
-172,970
-25% -$9.81M
VBR icon
54
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$26.7M 0.32%
275,454
+35,632
+15% +$3.7M
MET icon
55
MetLife
MET
$61.4B
$26.1M 0.31%
620,608
-5,946
-0.9% -$278K
QCOM icon
56
Qualcomm
QCOM
$171B
$25.6M 0.31%
477,301
-25,324
-5% -$1.5M
IJS icon
57
iShares S&P Small-Cap 600 Value ETF
IJS
$8.33B
$25.6M 0.31%
488,252
+20,500
+4% +$1.14M
SLB icon
58
SLB Ltd
SLB
$79.3B
$25.5M 0.31%
369,552
+4,370
+1% +$346K
CL icon
59
Colgate-Palmolive
CL
$73.4B
$25.5M 0.31%
401,346
-7,778
-2% -$508K
HYG icon
60
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$25.4M 0.3%
304,917
-57,185
-16% -$4.96M
GVI icon
61
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$25.4M 0.3%
228,295
+38,170
+20% +$4.22M
LMT icon
62
Lockheed Martin
LMT
$137B
$24.9M 0.3%
120,101
-3,618
-3% -$736K
UPS icon
63
United Parcel Service
UPS
$88.6B
$24.7M 0.3%
249,865
-9,371
-4% -$925K
XLY icon
64
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$24.6M 0.29%
661,332
-13,310
-2% -$511K
MINT icon
65
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$24.5M 0.29%
243,508
+13,888
+6% +$1.4M
IBM icon
66
IBM
IBM
$226B
$24.5M 0.29%
176,675
-20
-0% -$2.95K
COF icon
67
Capital One
COF
$135B
$24.5M 0.29%
337,351
+1,893
+0.6% +$152K
V icon
68
Visa
V
$680B
$23.9M 0.29%
342,581
+9,699
+3% +$692K
XLV icon
69
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$23.6M 0.28%
355,690
-403,120
-53% -$29.5M
T icon
70
AT&T
T
$167B
$23.5M 0.28%
956,618
+88,757
+10% +$2.26M
SCZ icon
71
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$22.5M 0.27%
471,285
+14,195
+3% +$708K
VBK icon
72
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$22.5M 0.27%
190,928
+30,170
+19% +$3.9M
EMC
73
DELISTED
EMC CORPORATION
EMC
$21.9M 0.26%
908,278
-142,420
-14% -$3.6M
VCSH icon
74
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$21.8M 0.26%
273,714
+23,547
+9% +$1.87M
EPD icon
75
Enterprise Products Partners
EPD
$82B
$21.1M 0.25%
847,597
-29,802
-3% -$827K
1 2
3
4 5

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.