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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
51
PepsiCo
PEP
$188B
$13.6M 0.43%
170,535
-326,448
-66% -$26.8M
IJS icon
52
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$13M 0.41%
254,002
+30,780
+14% +$1.53M
SPY icon
53
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$12.8M 0.41%
76,486
+264
+0.3% +$44.2K
SHY icon
54
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$12.5M 0.4%
148,505
+140,864
+1,844% +$11.9M
JPM.WS
55
DELISTED
JPMorgan Chase
JPM.WS
$12.5M 0.4%
743,276
+22,600
+3% +$380K
XLV icon
56
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$12.3M 0.39%
243,981
-916,018
-79% -$46M
IJR icon
57
iShares Core S&P Small-Cap ETF
IJR
$112B
$12.1M 0.38%
241,992
+15,460
+7% +$747K
KMI icon
58
Kinder Morgan
KMI
$69.9B
$12M 0.38%
336,046
+18,171
+6% +$682K
VWO icon
59
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$11.9M 0.38%
296,339
-237,964
-45% -$9.41M
MRK icon
60
Merck
MRK
$323B
$11.7M 0.37%
258,515
-522
-0.2% -$23.8K
CVX icon
61
Chevron
CVX
$382B
$11.6M 0.37%
95,375
-214,327
-69% -$26.3M
GLD icon
62
SPDR Gold Trust
GLD
$143B
$11.5M 0.37%
89,943
-7,938
-8% -$1.02M
TGT icon
63
Target
TGT
$69B
$11.4M 0.37%
178,930
+5,389
+3% +$367K
IJH icon
64
iShares Core S&P Mid-Cap ETF
IJH
$127B
$11M 0.35%
441,115
+61,910
+16% +$1.51M
SLB icon
65
SLB Ltd
SLB
$78.9B
$10.4M 0.33%
117,485
-222,789
-65% -$18.3M
T icon
66
AT&T
T
$165B
$10.4M 0.33%
406,079
+16,319
+4% +$428K
PM icon
67
Philip Morris
PM
$290B
$10.4M 0.33%
119,650
-88,248
-42% -$7.72M
VBR icon
68
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$10.1M 0.32%
111,932
-7,181
-6% -$635K
MO icon
69
Altria Group
MO
$109B
$10M 0.32%
292,095
-1,492
-0.5% -$52.6K
IWF icon
70
iShares Russell 1000 Growth ETF
IWF
$127B
$10M 0.32%
511,360
-85,236
-14% -$1.63M
HD icon
71
Home Depot
HD
$350B
$9.88M 0.32%
130,307
+51,832
+66% +$4M
EWJ icon
72
iShares MSCI Japan ETF
EWJ
$22.6B
$9.88M 0.31%
207,128
-11,509
-5% -$533K
MMM icon
73
3M
MMM
$93.9B
$9.65M 0.31%
96,642
+2,797
+3% +$272K
IBM icon
74
IBM
IBM
$223B
$9.39M 0.3%
53,032
-102,759
-66% -$18.7M
CME icon
75
CME Group
CME
$94.8B
$8.94M 0.29%
121,040
+2,346
+2% +$173K
1 2
3
4 5

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.