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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-1.07%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$5.76B
AUM Growth
+$369M
Cap. Flow
+$456M
Cap. Flow %
7.92%
Top 10 Hldgs %
15.35%
Holding
1,151
New
373
Increased
398
Reduced
293
Closed
54

Top Buys

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$107M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$25M
3
IYF icon
iShares US Financials ETF
IYF
+$24.9M
4
IYR icon
iShares US Real Estate ETF
IYR
+$24.7M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$24.7M

Top Sells

Rank Stock Value
1
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$36.2M
2
VGK icon
Vanguard FTSE Europe ETF
VGK
+$33.8M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$31.5M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$20.9M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$20.8M

Sector Composition

Rank Sector Weight
1 Energy 6.89%
2 Technology 6.82%
3 Financials 6.25%
4 Healthcare 6.11%
5 Industrials 4.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFS
701
DELISTED
Discover Financial Services
DFS
$679K 0.01%
10,539
-670
-6% -$42K
FDS icon
702
Factset
FDS
$9.9B
$678K 0.01%
+5,575
New +$689K
HOT
703
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$678K 0.01%
+8,146
New +$672K
HTH icon
704
Hilltop Holdings
HTH
$2.24B
$677K 0.01%
33,771
+7,374
+28% +$153K
BBBY
705
DELISTED
Bed Bath & Beyond Inc
BBBY
$676K 0.01%
+10,262
New +$645K
CIE
706
DELISTED
Cobalt International Energy, Inc
CIE
$673K 0.01%
3,300
+149
+5% +$34.6K
NKG
707
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$671K 0.01%
52,784
-6,000
-10% -$75.8K
COL
708
DELISTED
Rockwell Collins
COL
$669K 0.01%
+8,521
New +$655K
PXD
709
DELISTED
Pioneer Natural Resource Co.
PXD
$665K 0.01%
+3,374
New +$714K
FRN
710
DELISTED
Invesco Frontier Markets ETF
FRN
$663K 0.01%
39,858
-3,775
-9% -$65K
TAX
711
DELISTED
Liberty Tax, Inc. Class A
TAX
$658K 0.01%
20,370
-630
-3% -$21.4K
DB icon
712
Deutsche Bank
DB
$72.2B
$657K 0.01%
21,096
+1,785
+9% +$55.3K
ENH
713
DELISTED
Endurance Specialty Holdings Ltd
ENH
$642K 0.01%
11,637
-4,000
-26% -$221K
CTR
714
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$630K 0.01%
+5,466
New +$641K
WABC icon
715
Westamerica Bancorp
WABC
$1.37B
$628K 0.01%
+13,502
New +$660K
HIO
716
Western Asset High Income Opportunity Fund
HIO
$340M
$627K 0.01%
108,370
+21,360
+25% +$127K
SSYS icon
717
Stratasys
SSYS
$767M
$624K 0.01%
+5,164
New +$584K
PRFT
718
DELISTED
Perficient Inc
PRFT
$624K 0.01%
41,600
+9,194
+28% +$160K
AYI icon
719
Acuity Brands
AYI
$10.7B
$623K 0.01%
+5,295
New +$624K
FTF
720
Franklin Limited Duration Income Trust
FTF
$236M
$620K 0.01%
50,044
+10,024
+25% +$128K
KMF
721
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$620K 0.01%
+15,458
New +$628K
NSC icon
722
Norfolk Southern
NSC
$74.9B
$619K 0.01%
+5,546
New +$588K
AMT icon
723
American Tower
AMT
$79.9B
$615K 0.01%
+6,565
New +$625K
VIOO icon
724
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.31B
$615K 0.01%
+12,996
New +$639K
CTSH icon
725
Cognizant
CTSH
$25.7B
$614K 0.01%
+13,716
New +$645K
27 28
29
30 31

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United Capital Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, United Capital Financial Advisors held 1,151 positions worth $5.76B, up 6.8% from $5.39B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

United Capital Financial Advisors deployed $456M of net new capital in Q3 2014, opening 373 new positions and adding to 398 existing holdings. Its largest new stake was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street Materials Select Sector SPDR ETF, an estimated $36.2M trimmed.

  • United Capital Financial Advisors's largest Q3 2014 buy was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.
  • United Capital Financial Advisors added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2014, an estimated $107M increase.
  • United Capital Financial Advisors's biggest Q3 2014 reduction was State Street Materials Select Sector SPDR ETF, cutting an estimated $36.2M.
  • United Capital Financial Advisors fully exited iShares MSCI Germany ETF in Q3 2014, selling an estimated $20.5M.
  • United Capital Financial Advisors's ten largest holdings make up 15% of its $5.76B portfolio in Q3 2014.
  • United Capital Financial Advisors opened 373 new positions and closed 54 in Q3 2014.
  • United Capital Financial Advisors's portfolio value rose 6.8% quarter-over-quarter to $5.76B.

Based on United Capital Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.