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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPC icon
701
Marathon Petroleum
MPC
$94.5B
– –
-10,788
Closed -$383K
NMI icon
702
Nuveen Municipal Income
NMI
$130M
– –
-11,167
Closed -$120K
NTRS icon
703
Northern Trust
NTRS
$34.4B
– –
-40,522
Closed -$2.35M
PCAR icon
704
PACCAR
PCAR
$69.8B
– –
-55,679
Closed -$1.99M
PCH
705
DELISTED
PotlatchDeltic
PCH
– –
-13,034
Closed -$192K
PFO
706
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
– –
-15,539
Closed -$171K
PH icon
707
Parker-Hannifin
PH
$134B
– –
-79,355
Closed -$7.57M
PHG icon
708
Philips
PHG
$26.4B
– –
-16,429
Closed -$310K
PHM icon
709
Pultegroup
PHM
$25.2B
– –
-263,401
Closed -$5M
PRA
710
DELISTED
ProAssurance
PRA
– –
-4,283
Closed -$223K
RPM icon
711
RPM International
RPM
$14.9B
– –
-18,958
Closed -$606K
SABA
712
Saba Capital Income & Opportunities Fund II
SABA
$222M
– –
-5,830
Closed -$101K
SKM icon
713
SK Telecom
SKM
$12.9B
– –
-6,147
Closed -$206K
SMFG icon
714
Sumitomo Mitsui Financial
SMFG
$160B
– –
-13,895
Closed -$128K
SON icon
715
Sonoco
SON
$5.71B
– –
-13,368
Closed -$462K
SPG icon
716
Simon Property Group
SPG
$71.2B
– –
-5,345
Closed -$794K
SPH icon
717
Suburban Propane Partners
SPH
$1.17B
– –
-19,736
Closed -$917K
TRIB
718
Trinity Biotech
TRIB
$9.03M
– –
-743
Closed -$1.88M
TXMD icon
719
TherapeuticsMD
TXMD
$24M
– –
-220
Closed -$33K
TYL icon
720
Tyler Technologies
TYL
$13.2B
– –
-58,775
Closed -$4.03M
UAA icon
721
Under Armour
UAA
$2.29B
– –
-40,548
Closed -$605K
UBSI icon
722
United Bankshares
UBSI
$6.61B
– –
-240,230
Closed -$6.35M
VALE icon
723
Vale
VALE
$60.9B
– –
-12,959
Closed -$170K
VFC icon
724
VF Corp
VFC
$5.81B
– –
-7,175
Closed -$326K
VPU
725
Vanguard Utilities ETF
VPU
$8.44B
– –
-3,738
Closed -$307K
27 28
29
30 31

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IG
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EIP
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CI
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MG
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CLGM
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LCIP
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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.