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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-1.07%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$5.76B
AUM Growth
+$369M
Cap. Flow
+$456M
Cap. Flow %
7.92%
Top 10 Hldgs %
15.35%
Holding
1,151
New
373
Increased
398
Reduced
293
Closed
54

Top Buys

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$107M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$25M
3
IYF icon
iShares US Financials ETF
IYF
+$24.9M
4
IYR icon
iShares US Real Estate ETF
IYR
+$24.7M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$24.7M

Top Sells

Rank Stock Value
1
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$36.2M
2
VGK icon
Vanguard FTSE Europe ETF
VGK
+$33.8M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$31.5M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$20.9M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$20.8M

Sector Composition

Rank Sector Weight
1 Energy 6.89%
2 Technology 6.82%
3 Financials 6.25%
4 Healthcare 6.11%
5 Industrials 4.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLL
651
DELISTED
PALL CORP
PLL
$826K 0.01%
9,865
-6,348
-39% -$520K
OKS
652
DELISTED
Oneok Partners LP
OKS
$819K 0.01%
14,633
+607
+4% +$34.6K
CRH icon
653
CRH
CRH
$65B
$818K 0.01%
+35,862
New +$866K
ITGR icon
654
Integer Holdings
ITGR
$4.25B
$816K 0.01%
+21,013
New +$898K
VER
655
DELISTED
VEREIT, Inc.
VER
$810K 0.01%
13,437
-1,262
-9% -$81.1K
AXAS
656
DELISTED
Abraxas Petroleum Corp
AXAS
$810K 0.01%
+7,667
New +$857K
WBK
657
DELISTED
Westpac Banking Corporation
WBK
$810K 0.01%
28,826
-1,818
-6% -$57.3K
ODP
658
DELISTED
ODP
ODP
$809K 0.01%
+15,733
New +$832K
SAM icon
659
Boston Beer
SAM
$1.9B
$808K 0.01%
+3,645
New +$816K
FLR icon
660
Fluor
FLR
$7B
$807K 0.01%
12,081
-988
-8% -$72.7K
DJP icon
661
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$814M
$806K 0.01%
+23,465
New +$862K
GRFS
662
Grifois
GRFS
$5.4B
$806K 0.01%
45,882
+20,322
+80% +$395K
RYAM icon
663
Rayonier Advanced Materials
RYAM
$570M
$805K 0.01%
+24,447
New +$858K
FNI
664
DELISTED
First Trust Chindia ETF
FNI
$801K 0.01%
+27,147
New +$837K
RAI
665
DELISTED
Reynolds American Inc
RAI
$801K 0.01%
27,168
+1,666
+7% +$48.5K
NTT
666
DELISTED
Nippon Telegraph & Telephone
NTT
$801K 0.01%
+25,732
New +$842K
VAL
667
DELISTED
Valspar
VAL
$798K 0.01%
+10,109
New +$794K
ERF
668
DELISTED
Enerplus Corporation
ERF
$797K 0.01%
+42,040
New +$922K
TT icon
669
Trane Technologies
TT
$105B
$793K 0.01%
14,069
-185
-1% -$11.2K
EXC icon
670
Exelon
EXC
$47B
$791K 0.01%
32,529
+7,328
+29% +$172K
STH
671
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$782K 0.01%
+30,307
New +$782K
ECPG icon
672
Encore Capital Group
ECPG
$2.13B
$780K 0.01%
17,597
+3,389
+24% +$150K
SON icon
673
Sonoco
SON
$5.77B
$778K 0.01%
19,814
+216
+1% +$8.81K
CPIX icon
674
Cumberland Pharmaceuticals
CPIX
$117M
$768K 0.01%
155,402
-42,244
-21% -$204K
MFIC icon
675
MidCap Financial Investment
MFIC
$808M
$768K 0.01%
31,330
+3,866
+14% +$100K
25 26
27
28 29

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United Capital Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, United Capital Financial Advisors held 1,151 positions worth $5.76B, up 6.8% from $5.39B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

United Capital Financial Advisors deployed $456M of net new capital in Q3 2014, opening 373 new positions and adding to 398 existing holdings. Its largest new stake was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street Materials Select Sector SPDR ETF, an estimated $36.2M trimmed.

  • United Capital Financial Advisors's largest Q3 2014 buy was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.
  • United Capital Financial Advisors added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2014, an estimated $107M increase.
  • United Capital Financial Advisors's biggest Q3 2014 reduction was State Street Materials Select Sector SPDR ETF, cutting an estimated $36.2M.
  • United Capital Financial Advisors fully exited iShares MSCI Germany ETF in Q3 2014, selling an estimated $20.5M.
  • United Capital Financial Advisors's ten largest holdings make up 15% of its $5.76B portfolio in Q3 2014.
  • United Capital Financial Advisors opened 373 new positions and closed 54 in Q3 2014.
  • United Capital Financial Advisors's portfolio value rose 6.8% quarter-over-quarter to $5.76B.

Based on United Capital Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.