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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HK
651
DELISTED
Halcon Resources Corporation
HK
$60K ﹤0.01%
78
– –
EGIO
652
DELISTED
Edgio, Inc. Common Stock
EGIO
$54K ﹤0.01%
700
– –
ALTO icon
653
Alto Ingredients
ALTO
$320M
$35K ﹤0.01%
+10,000
New +$37.9K
CHYR
654
DELISTED
CHYRONHEGO CORP COM STK (NY)
CHYR
$22K ﹤0.01%
14,613
– –
AAXJ icon
655
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
– –
-62,189
Closed -$3.41M
ARLP icon
656
Alliance Resource Partners
ARLP
$3.19B
– –
-16,800
Closed -$593K
AXS icon
657
AXIS Capital
AXS
$7.35B
– –
-6,113
Closed -$280K
BEN icon
658
Franklin Resources
BEN
$17B
– –
-111,918
Closed -$5.07M
BF.B icon
659
Brown-Forman Class B
BF.B
$12.9B
– –
-34,447
Closed -$745K
BPT
660
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-5,501
Closed -$530K
BSX icon
661
Boston Scientific
BSX
$74.3B
– –
-41,957
Closed -$389K
CAG icon
662
Conagra Brands
CAG
$7.17B
– –
-84,735
Closed -$2.3M
CNI icon
663
Canadian National Railway
CNI
$76.4B
– –
-13,054
Closed -$635K
DE icon
664
Deere & Co
DE
$166B
– –
-12,484
Closed -$1.01M
DIG icon
665
ProShares Ultra Energy
DIG
$82.8M
– –
-3,160
Closed -$214K
DLX icon
666
Deluxe
DLX
$1.1B
– –
-236,107
Closed -$8.18M
DRI icon
667
Darden Restaurants
DRI
$25B
– –
-5,620
Closed -$254K
EGBN icon
668
Eagle Bancorp
EGBN
$866M
– –
-46,868
Closed -$1.05M
EGP icon
669
EastGroup Properties
EGP
$10.9B
– –
-28,450
Closed -$1.6M
ELD icon
670
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
– –
-180,193
Closed -$8.66M
FFIV icon
671
F5
FFIV
$23.5B
– –
-86,455
Closed -$5.95M
FHI icon
672
Federated Hermes
FHI
$4.71B
– –
-10,660
Closed -$292K
FLRN icon
673
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
– –
-7,600
Closed -$234K
GEN icon
674
Gen Digital
GEN
$17.3B
– –
-13,017
Closed -$293K
GLAD icon
675
Gladstone Capital
GLAD
$444M
– –
-85,233
Closed -$1.39M
25 26
27
28 29

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IG
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EIP
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CI
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MG
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Macquarie Group
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CLGM
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LCIP
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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.