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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.21%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$14.2B
AUM Growth
+$812M
Cap. Flow
+$199M
Cap. Flow %
1.4%
Top 10 Hldgs %
22.78%
Holding
1,401
New
100
Increased
617
Reduced
517
Closed
75

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$69.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$62.8M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$54.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$46.9M
5
MBB icon
iShares MBS ETF
MBB
+$44.4M

Top Sells

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$273M
2
IYT icon
iShares US Transportation ETF
IYT
+$48.6M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$44.6M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$39.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$39.2M

Sector Composition

Rank Sector Weight
1 Technology 8.74%
2 Healthcare 6.11%
3 Financials 5.96%
4 Industrials 5.49%
5 Consumer Discretionary 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCI
626
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$1.9M 0.01%
90,009
-6,674
-7% -$141K
IGA
627
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$1.9M 0.01%
166,049
– –
CUT icon
628
Invesco MSCI Global Timber ETF
CUT
$33.4M
$1.89M 0.01%
59,055
-58,378
-50% -$1.9M
FXR icon
629
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$767M
$1.89M 0.01%
44,568
-625
-1% -$26K
CDK
630
DELISTED
CDK Global, Inc.
CDK
$1.88M 0.01%
30,038
-34,620
-54% -$2.19M
AGN
631
DELISTED
Allergan plc
AGN
$1.87M 0.01%
9,841
+247
+3% +$45.4K
RPM icon
632
RPM International
RPM
$14.7B
$1.85M 0.01%
28,490
+1,714
+6% +$110K
PWR icon
633
Quanta Services
PWR
$102B
$1.83M 0.01%
54,960
-1,524
-3% -$51.9K
VOE icon
634
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$1.83M 0.01%
16,201
+607
+4% +$69K
ENB icon
635
Enbridge
ENB
$112B
$1.83M 0.01%
56,665
+4,017
+8% +$140K
VVC
636
DELISTED
Vectren Corporation
VVC
$1.81M 0.01%
25,288
-1,070
-4% -$76.4K
DLS icon
637
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$1.8M 0.01%
25,365
+116
+0.5% +$8.29K
SCHR
638
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1.79M 0.01%
69,158
-58,842
-46% -$1.53M
MET icon
639
MetLife
MET
$61.4B
$1.79M 0.01%
38,266
+8,319
+28% +$380K
PSCI icon
640
Invesco S&P SmallCap Industrials ETF
PSCI
$194M
$1.77M 0.01%
24,150
+1,380
+6% +$100K
JPS
641
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.76M 0.01%
200,087
-217,440
-52% -$1.92M
EMHY icon
642
iShares JPMorgan EM High Yield Bond ETF
EMHY
$637M
$1.73M 0.01%
+37,592
New +$1.72M
KOS icon
643
Kosmos Energy
KOS
$1.49B
$1.72M 0.01%
+184,315
New +$1.56M
AON icon
644
Aon
AON
$74.7B
$1.72M 0.01%
11,185
-956
-8% -$140K
JSML icon
645
Janus Henderson Small Cap Growth Alpha ETF
JSML
$381M
$1.71M 0.01%
+37,617
New +$1.65M
STT icon
646
State Street
STT
$52.2B
$1.71M 0.01%
20,352
+15,594
+328% +$1.37M
BN icon
647
Brookfield
BN
$110B
$1.68M 0.01%
105,514
+8,111
+8% +$123K
ZTS icon
648
Zoetis
ZTS
$30.4B
$1.67M 0.01%
18,219
-358
-2% -$31.8K
JPC icon
649
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$1.67M 0.01%
179,870
-214,603
-54% -$2.01M
NEA icon
650
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$1.66M 0.01%
131,455
+30,336
+30% +$392K
24 25
26
27 28

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United Capital Financial Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, United Capital Financial Advisors held 1,401 positions worth $14.2B, up 6.1% from $13.4B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

United Capital Financial Advisors's Q3 2018 filing shows 100 new, 617 increased, 517 reduced and 75 closed positions. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 647,627 shares worth $31.7M. The largest sale was iShares Short Maturity Bond ETF, an estimated $273M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

  • United Capital Financial Advisors's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 647,627 shares worth $31.7M.
  • United Capital Financial Advisors added most to Vanguard Real Estate ETF in Q3 2018, an estimated $69.8M increase.
  • United Capital Financial Advisors's biggest Q3 2018 reduction was iShares Short Maturity Bond ETF, cutting an estimated $273M.
  • United Capital Financial Advisors fully exited iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 in Q3 2018, selling an estimated $39.7M.
  • United Capital Financial Advisors's ten largest holdings make up 23% of its $14.2B portfolio in Q3 2018.
  • United Capital Financial Advisors opened 100 new positions and closed 75 in Q3 2018.
  • United Capital Financial Advisors's portfolio value rose 6.1% quarter-over-quarter to $14.2B.

Based on United Capital Financial Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.